NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

50 hedge funds and large institutions have $88.2M invested in Virtus Convertible & Income Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
–
Holders Change %
0%
% of All Funds
1.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$698K
2
Cohen & Steers
Cohen & Steers
New York
+$610K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$476K
4
NPC
National Planning Corporation
California
+$387K
5
BFEC
Benjamin F. Edwards & Company
Missouri
+$289K

Top Sellers

1
Invesco
Invesco
Georgia
-$1.09M
2
Morgan Stanley
Morgan Stanley
New York
-$559K
3
LPL Financial
LPL Financial
California
-$485K
4
GC
Guggenheim Capital
Illinois
-$419K
5
HNB
Huntington National Bank
Ohio
-$335K
Name Holding Trade Value Shares
Change 		Shares
Change %
DA
26
Doliver Advisors
Texas
$218K +$218K +5,706 New
CWM
27
Concert Wealth Management
California
$200K -$9.7K -250 -5%
ICAS
28
Investors Capital Advisory Services
Massachusetts
$199K +$52.1K +1,367 +35%
AIG
29
American International Group
New York
$186K +$119K +3,128 +179%
Deutsche Bank
30
Deutsche Bank
Germany
$141K +$9.5K +250 +7%
Citigroup
31
Citigroup
New York
$120K -$30.9K -807 -20%
PAG
32
Private Advisor Group
New Jersey
$112K – – –
PMG
33
ProVise Management Group
Florida
$109K +$109K +2,863 New
Creative Planning
34
Creative Planning
Kansas
$93K -$13K -338 -12%
NES
35
New England Securities
New York
$44K – – –
WA
36
WFG Advisors
Texas
$36K – – –
SF
37
Synovus Financial
Georgia
$29K +$795 +21 +3%
FMP
38
Financial Management Professionals
Texas
$20K – – –
NFG
39
Next Financial Group
Texas
$19K – – –
RIA
40
Regal Investment Advisors
Michigan
$18K – – –
PMFA
41
Plante Moran Financial Advisors
Michigan
$17K – – –
CFG
42
CKW Financial Group
Hawaii
$15K – – –
US Bancorp
43
US Bancorp
Minnesota
$13K -$18.7K -500 -59%
NSIM
44
North Star Investment Management
Illinois
$12K – – –
LFR
45
Lehman Financial Resources
Pennsylvania
$9K – – –
RAM
46
Riggs Asset Management
Pennsylvania
$7K +$7K +187 New
TCM
47
Tradewinds Capital Management
Washington
$6K – – –
MPWT
48
MassMutual Private Wealth & Trust
Connecticut
$4.78K – – –
PSUF
49
People's United Financial
Connecticut
$2K – – –
FWM
50
Focused Wealth Management
New York
$2K – – –
1
2
3