NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

44 hedge funds and large institutions have $95.2M invested in Virtus Convertible & Income Fund in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
-7
Holders Change %
-13.73%
% of All Funds
1.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
17
Reduced
11
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IH
IFC Holdings
Florida
+$2.19M
2
Bank of America
Bank of America
North Carolina
+$1.91M
3
LPL Financial
LPL Financial
California
+$988K
4
Morgan Stanley
Morgan Stanley
New York
+$583K
5
NPC
National Planning Corporation
California
+$476K

Top Sellers

1
Cohen & Steers
Cohen & Steers
New York
-$1.08M
2
SG Americas Securities
SG Americas Securities
New York
-$1.08M
3
B
Baird
Wisconsin
-$568K
4
HNB
Huntington National Bank
Ohio
-$307K
5
AIG
American International Group
New York
-$198K
Name Holding Trade Value Shares
Change 		Shares
Change %
AIG
26
American International Group
New York
$159K -$198K -4,823 -55%
Creative Planning
27
Creative Planning
Kansas
$134K +$2.54K +62 +2%
ICAS
28
Investors Capital Advisory Services
Massachusetts
$134K +$134K +3,275 New
PAG
29
Private Advisor Group
New Jersey
$121K -$167K -4,062 -58%
NES
30
New England Securities
New York
$47K – – –
WA
31
WFG Advisors
Texas
$41K +$12.5K +306 +44%
Deutsche Bank
32
Deutsche Bank
Germany
$37K – – –
US Bancorp
33
US Bancorp
Minnesota
$35K – – –
SF
34
Synovus Financial
Georgia
$30K +$828 +20 +3%
FMP
35
Financial Management Professionals
Texas
$22K – – –
RFA
36
Reilly Financial Advisors
California
$21K +$21K +505 New
RIA
37
Regal Investment Advisors
Michigan
$19K – – –
NSIM
38
North Star Investment Management
Illinois
$13K +$13K +325 New
MIM
39
Macroview Investment Management
Maryland
$10K – – –
LFR
40
Lehman Financial Resources
Pennsylvania
$10K – – –
TCM
41
Tradewinds Capital Management
Washington
$7K – – –
1IC
42
1919 Investment Counsel
Maryland
$4K – – –
DADC
43
D.A. Davidson & Co
Montana
$3K -$8.19K -202 -73%
WEC
44
Winslow Evans & Crocker
Massachusetts
$2.05K – – –
PSUF
45
People's United Financial
Connecticut
$2K – – –
SG Americas Securities
46
SG Americas Securities
New York
– -$1.08M -27,805 Closed
B
47
Baird
Wisconsin
– -$568K -14,615 Closed
CA
48
Cetera Advisors
Colorado
– -$99K -2,551 Closed
WS
49
Wedbush Securities
California
– -$97K -2,500 Closed
BRWA
50
B. Riley Wealth Advisors
Florida
– -$47K -1,223 Closed
1
2
3