JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

44 hedge funds and large institutions have $195M invested in Japan Smaller Capitalization Fund in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
44
Holders Change
–
Holders Change %
0%
% of All Funds
0.89%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
4
Increased
12
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$27.8M
2
PHS
2
Pekin Hardy Strauss
Illinois
$639K
3
KIM
3
Karpus Investment Management
New York
$10M
4
Osaic Holdings
4
Osaic Holdings
Arizona
$130K
5
Wells Fargo
5
Wells Fargo
California
$49.1M

Top Sellers

1
CRC
1
Curi RMB Capital
Illinois
$0
2
Lazard Asset Management
2
Lazard Asset Management
New York
$31.5M
3
BIA
3
Barry Investment Advisors
Massachusetts
$8.91M
4
CA
4
Cornerstone Advisors
North Carolina
$752K
5
WAM
5
Wolverine Asset Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PVWM
26
Point View Wealth Management
New Jersey
$212K 24,461 -616 -2%
GC
27
Guggenheim Capital
Illinois
$212K 24,485 +6,426 +36%
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$160K 18,568 +2,641 +17%
9WM
29
9258 Wealth Management
Ohio
$152K 18,376 -1,000 -5%
Osaic Holdings
30
Osaic Holdings
Arizona
$130K 15,000 +15,000 New
FWM
31
Frontier Wealth Management
Missouri
$123K 14,185 -6,938 -33%
ICMP
32
Integrated Capital Management (Pennsylvania)
Pennsylvania
$113K 13,032 +779 +6%
SFS
33
Shaker Financial Services
Virginia
$109K 12,530 – –
RGC
34
Roberts, Glore & Co
Illinois
$98K 11,334 – –
BCA
35
Bay Colony Advisors
Massachusetts
$87K 10,000 – –
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$69K 7,972 – –
EWA
37
Evolution Wealth Advisors
Florida
$34K 3,900 +3,900 New
FDCDDQ
38
Federation des caisses Desjardins du Quebec
Quebec, Canada
$26K 3,000 +3,000 New
Deutsche Bank
39
Deutsche Bank
Germany
$21K 2,400 – –
UBS Group
40
UBS Group
Switzerland
$17K 2,000 -1,807 -47%
AA
41
Ancora Advisors
Ohio
$13K 1,500 – –
US Bancorp
42
US Bancorp
Minnesota
$9K 1,000 – –
Barclays
43
Barclays
United Kingdom
$9K 1,000 – –
TJHA
44
Thomas J. Herzfeld Advisors
Florida
$3K 321 – –
CRC
45
Curi RMB Capital
Illinois
– – -105,736 Closed
WAM
46
Wolverine Asset Management
Illinois
– – -31,359 Closed
AllianceBernstein
47
AllianceBernstein
Tennessee
– – -14,917 Closed
PB
48
Pinnacle Bancorp
Nebraska
– – -934 Closed
CFGS
49
Concourse Financial Group Securities
Alabama
– – – –
1
2