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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
ICOA
26
Investment Centers of America
North Dakota
$1.3M -$81.2K -1,692 -6%
AWMS
27
Advocacy Wealth Management Services
Georgia
$1.25M +$1.28M +26,649 New
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$1.23M +$81.5K +1,698 +7%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$1.01M -$991K -20,645 -49%
MFS
30
MSI Financial Services
Massachusetts
$901K +$699K +14,562 +316%
Bank of Montreal
31
Bank of Montreal
Ontario, Canada
$892K +$62.6K +1,304 +7%
AGA
32
Accuvest Global Advisors
Utah
$801K +$818K +17,050 New
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$792K +$53.5K +1,114 +7%
CIA
34
Capital Investment Advisors
Georgia
$711K +$726K +15,131 New
CAN
35
Cetera Advisor Networks
California
$680K +$484K +10,093 +228%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$550K +$420K +8,750 +296%
Millennium Management
37
Millennium Management
New York
$541K +$5.57K +116 +1%
BA
38
BKS Advisors
Michigan
$520K -$638K -13,290 -55%
GC
39
Guggenheim Capital
Illinois
$496K -$30.7K -639 -6%
IA
40
IFP Advisors
Florida
$478K +$489K +10,187 New
LI
41
LVZ Inc
Michigan
$471K +$481K +10,031 New
AI
42
Atria Investments
North Carolina
$443K +$18.4K +384 +4%
Manulife (Manufacturers Life Insurance)
43
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$390K +$398K +8,300 New
PTC
44
Private Trust Company
Ohio
$375K
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$324K +$50.8K +1,059 +18%
OIA
46
Optimum Investment Advisors
Illinois
$227K +$232K +4,825 New
LPT
47
Legacy Private Trust
Wisconsin
$223K +$9.17K +191 +4%
BFEC
48
Benjamin F. Edwards & Company
Missouri
$212K +$1.2K +25 +0.6%
M&T Bank
49
M&T Bank
New York
$209K -$7.73K -161 -3%
TFA
50
Transamerica Financial Advisors
Florida
$79K +$18.2K +380 +29%