HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

101 hedge funds and large institutions have $232M invested in Highland Opportunities and Income Fund in 2023 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 41 increasing their positions, 26 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
101
Holders Change
-2
Holders Change %
-1.94%
% of All Funds
1.48%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
41
Reduced
26
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$69.4M
2
RJA
2
Raymond James & Associates
Florida
$8.11M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$10.7M
4
ARC
4
Advisor Resource Council
Texas
$1.7M
5
CP
5
Camelot Portfolios
Ohio
$4.21M

Top Sellers

1
AW
1
Atlas Wealth
Ohio
$0
2
Osaic Holdings
2
Osaic Holdings
Arizona
$2.19M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$14.2M
4
ACM
4
Arlington Capital Management
Illinois
$0
5
LPL Financial
5
LPL Financial
California
$11.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIAS
76
Capital Investment Advisory Services
North Carolina
$101K +$7.58K +986 +8%
Comerica Bank
77
Comerica Bank
Texas
$101K -$6.17K -802 -6%
Citadel Advisors
78
Citadel Advisors
Florida
$84.5K -$13.5K -1,755 -14%
Nomura Holdings
79
Nomura Holdings
Japan
$84.2K +$84.2K +10,950 New
SWM
80
Spire Wealth Management
Virginia
$57.9K -$13.6K -1,829 -19%
US Bancorp
81
US Bancorp
Minnesota
$33.9K +$33.9K +4,403 New
PS
82
Principal Securities
Iowa
$31.6K +$31.6K +4,108 New
ASN
83
Advisory Services Network
Georgia
$19.9K +$19.9K +2,589 New
BBPWM
84
Blue Bell Private Wealth Management
Pennsylvania
$18.2K -$3.04K -395 -14%
CFD
85
Creative Financial Designs
Indiana
$18.2K – – –
Bank of America
86
Bank of America
North Carolina
$18K – – –
AA
87
AlphaMark Advisors
Kentucky
$14K +$398 +51 +3%
BAM
88
Byrne Asset Management
New Jersey
$13.7K – – –
Bessemer Group
89
Bessemer Group
New Jersey
$12K +$390 +50 +3%
RCM
90
Raleigh Capital Management
North Carolina
$8.46K +$3.85K +500 +83%
IA
91
IFP Advisors
Florida
$8.08K +$238 +31 +3%
NA
92
NewEdge Advisors
Louisiana
$6.24K +$6.19K +804 +11,486%
JFA
93
JNBA Financial Advisors
Minnesota
$4.94K +$138 +18 +3%
CWP
94
Concord Wealth Partners
Virginia
$4.17K +$123 +16 +3%
Northwestern Mutual Wealth Management
95
Northwestern Mutual Wealth Management
Wisconsin
$3.53K -$7.84K -1,020 -69%
SIS
96
Sound Income Strategies
Florida
$2.94K – – –
CSC
97
Caldwell Sutter Capital
California
$2.19K – – –
TRCT
98
Tower Research Capital (TRC)
New York
$1.14K +$1.14K +148 New
CMA
99
Cedar Mountain Advisors
Oregon
$631 – – –
CAS
100
Coppell Advisory Solutions
Texas
$62 – – –
1 2 3
4
5