Caldwell Sutter Capital’s Highland Opportunities and Income Fund HFRO Stock Holding History

Caldwell Sutter Capital’s Portfolio HFRO Stock Details HFRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.9K	Hold	285	–	–	﹤0.01%	829
2026 Q2	$2.03K	Hold	285	–	–	﹤0.01%	801
2026 Q1	$1.63K	Hold	285	–	–	﹤0.01%	774
2025 Q4	$1.7K	Hold	285	–	–	﹤0.01%	764
2025 Q3	$1.81K	Hold	285	–	–	﹤0.01%	749
2025 Q2	$1.48K	Hold	285	–	–	﹤0.01%	748
2025 Q1	$1.48K	Hold	285	–	–	﹤0.01%	763
2024 Q4	$1.48K	Hold	285	–	–	﹤0.01%	781
2024 Q3	$1.75K	Hold	285	–	–	﹤0.01%	771
2024 Q2	$1.78K	Hold	285	–	–	﹤0.01%	763
2024 Q1	$2K	Hold	285	–	–	﹤0.01%	758
2023 Q4	$2.19K	Hold	285	–	–	﹤0.01%	747
2023 Q3	$2.29K	Hold	285	–	–	﹤0.01%	710
2023 Q2	$2.57K	Buy	+285	New	+$2.49K	﹤0.01%	703

Other funds holding HFRO

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

Thomas J. Herzfeld Advisors Miami Beach, Florida $286M AUM 7.72% 1-Year Est. Return

Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return

Invesco Atlanta, Georgia $1.27T AUM 50.62% 1-Year Est. Return

Atlas Wealth Cincinnati, Ohio $722M AUM 7.22% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Matisse Capital Portland, Oregon $256M AUM 15.28% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $73.6B AUM 18.65% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Oppenheimer & Co New York $9.5B AUM 27.65% 1-Year Est. Return

Caldwell Sutter Capital's HFRO Position: Q3 2026 in Review

Caldwell Sutter Capital held its Highland Opportunities and Income Fund (HFRO) position steady in Q3 2026 at 285 shares worth $1.9K. The position accounts for ﹤0.01% of the portfolio, ranked #829.

Caldwell Sutter Capital first reported a position in HFRO in Q2 2023 and has held it in 14 quarters since. The position peaked at $2.57K in Q2 2023. 67 funds tracked by Wall St. Rank hold HFRO as of Q3 2026.

Caldwell Sutter Capital held 285 shares of Highland Opportunities and Income Fund worth $1.9K as of Q3 2026.
Caldwell Sutter Capital left its Highland Opportunities and Income Fund share count unchanged in Q3 2026.
Highland Opportunities and Income Fund made up ﹤0.01% of Caldwell Sutter Capital's portfolio in Q3 2026, its #829 holding.
Caldwell Sutter Capital first reported a position in Highland Opportunities and Income Fund in Q2 2023 and has held it in 14 quarters since.
Caldwell Sutter Capital's Highland Opportunities and Income Fund position peaked at $2.57K in Q2 2023.
67 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q3 2026.

Based on Caldwell Sutter Capital's 13F filing for Q3 2026, filed 9 Nov 2026.