CSC
HFRO

Caldwell Sutter Capital’s Highland Opportunities and Income Fund HFRO Stock Holding History

Caldwell Sutter Capital’s Portfolio HFRO Stock Details HFRO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.63K Hold
285
– – ﹤0.01% 774
2025
Q4 		$1.7K Hold
285
– – ﹤0.01% 764
2025
Q3 		$1.81K Hold
285
– – ﹤0.01% 749
2025
Q2 		$1.48K Hold
285
– – ﹤0.01% 748
2025
Q1 		$1.48K Hold
285
– – ﹤0.01% 763
2024
Q4 		$1.48K Hold
285
– – ﹤0.01% 781
2024
Q3 		$1.75K Hold
285
– – ﹤0.01% 771
2024
Q2 		$1.78K Hold
285
– – ﹤0.01% 763
2024
Q1 		$2K Hold
285
– – ﹤0.01% 758
2023
Q4 		$2.19K Hold
285
– – ﹤0.01% 747
2023
Q3 		$2.29K Hold
285
– – ﹤0.01% 710
2023
Q2 		$2.57K Buy
+285
New +$2.49K ﹤0.01% 703

Other funds holding HFRO

SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
NAM
Nexpoint Asset Management Dallas, Texas $1.49B AUM 61.08% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
GWM
Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return