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HFRO

Highland Opportunities and Income Fund
HFRO

96 hedge funds and large institutions have $217M invested in Highland Opportunities and Income Fund in 2023 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 38 increasing their positions, 29 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 29

2% more capital invested

Capital invested by funds: $213M → $217M (+$3.8M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.96% less ownership

Funds ownership: 36.21% → 35.26% (-0.96%)

4% less funds holding

Funds holding: 100 → 96 (-4)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

Holders
96
Holders Change
-4
Holders Change %
-4%
% of All Funds
1.51%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
38
Reduced
29
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$1.29M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$890K
3
OC
Oppenheimer & Co
New York
+$731K
4
PCM
Penserra Capital Management
California
+$446K
5
ACM
Arlington Capital Management
Illinois
+$443K

Top Sellers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
-$2.27M
2
LI
LVZ Inc
Michigan
-$1.52M
3
Walleye Capital
Walleye Capital
New York
-$1.16M
4
QC
Quantedge Capital
Singapore
-$971K
5
BI
Bulldog Investors
New Jersey
-$872K
Name Holding Trade Value Shares
Change 		Change in
Stake
JWM
76
Jackson Wealth Management
Florida
$120K – – –
RJFSA
77
Raymond James Financial Services Advisors
Florida
$100K -$108K -12,400 -53%
SWM
78
Spire Wealth Management
Virginia
$86.3K +$288 +33 +0.3%
HNB
79
Huntington National Bank
Ohio
$48.1K – – –
IA
80
IFP Advisors
Florida
$31K +$3.79K +434 +14%
BBPWM
81
Blue Bell Private Wealth Management
Pennsylvania
$25K – – –
CFD
82
Creative Financial Designs
Indiana
$21.3K – – –
Bank of America
83
Bank of America
North Carolina
$21.1K -$16.6K -1,896 -45%
Bessemer Group
84
Bessemer Group
New Jersey
$20K +$4.85K +555 +33%
BAM
85
Byrne Asset Management
New Jersey
$16K – – –
PGAM
86
Princeton Global Asset Management
New Jersey
$10.2K – – –
RCM
87
Raleigh Capital Management
North Carolina
$8.58K – – –
EC
88
Elequin Capital
New York
$8.12K +$7.86K +899 New
FFA
89
Farther Finance Advisors
California
$7.53K +$7.29K +834 New
JFA
90
JNBA Financial Advisors
Minnesota
$5.53K +$131 +15 +3%
AA
91
AlphaMark Advisors
Kentucky
$5K – – –
CWP
92
Concord Wealth Partners
Virginia
$4.63K +$114 +13 +3%
SIS
93
Sound Income Strategies
Florida
$3.45K – – –
CSC
94
Caldwell Sutter Capital
California
$2.57K +$2.49K +285 New
CMA
95
Cedar Mountain Advisors
Oregon
$740 – – –
CAS
96
Coppell Advisory Solutions
Texas
$73 +$70 +8 New
NA
97
NewEdge Advisors
Louisiana
$65 – – –
LI
98
LVZ Inc
Michigan
– -$1.52M -173,119 Closed
Walleye Capital
99
Walleye Capital
New York
– -$1.16M -131,445 Closed
QC
100
Quantedge Capital
Singapore
– -$971K -110,506 Closed
1 2 3
4
5

HFRO Hedge Fund Activity: Q2 2023 in Review

96 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q2 2023, worth a combined $217M — up 1.8% from $213M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of HFRO and 9 opened new positions — a net loss of 3 holders — while 29 trimmed existing stakes and 38 added.

The largest buyer was Envestnet Asset Management, adding an estimated $1.29M. The largest seller was Raymond James & Associates, cutting an estimated $2.27M.

  • 96 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q2 2023, down from 100 in Q1 2023.
  • Funds reported $217M of Highland Opportunities and Income Fund stock for Q2 2023, up 1.8% quarter-over-quarter.
  • 9 funds opened new Highland Opportunities and Income Fund positions in Q2 2023 and 12 closed out, a net change of -3 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q2 2023 was Envestnet Asset Management, an estimated $1.29M added.
  • The largest Highland Opportunities and Income Fund seller in Q2 2023 was Raymond James & Associates, an estimated $2.27M sold.

Based on aggregated 13F filings for Q2 2023.