HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

101 hedge funds and large institutions have $232M invested in Highland Opportunities and Income Fund in 2023 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 41 increasing their positions, 26 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
101
Holders Change
-2
Holders Change %
-1.94%
% of All Funds
1.48%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
41
Reduced
26
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$69.4M
2
RJA
2
Raymond James & Associates
Florida
$8.11M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$10.7M
4
ARC
4
Advisor Resource Council
Texas
$1.7M
5
CP
5
Camelot Portfolios
Ohio
$4.21M

Top Sellers

1
AW
1
Atlas Wealth
Ohio
$0
2
Osaic Holdings
2
Osaic Holdings
Arizona
$2.19M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$14.2M
4
ACM
4
Arlington Capital Management
Illinois
$0
5
LPL Financial
5
LPL Financial
California
$11.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
SI
51
Stephens Inc
Arkansas
$247K – – –
MWM
52
Melfa Wealth Management
Massachusetts
$245K +$600 +78 +0.2%
Cetera Investment Advisers
53
Cetera Investment Advisers
Illinois
$242K -$45.3K -5,891 -16%
AAS
54
Avantax Advisory Services
Texas
$241K +$1.33K +173 +0.6%
UBS Group
55
UBS Group
Switzerland
$225K -$2.61K -339 -1%
CAPTRUST Financial Advisors
56
CAPTRUST Financial Advisors
North Carolina
$221K -$45K -5,852 -17%
KAS
57
Kestra Advisory Services
Texas
$213K +$19.8K +2,579 +10%
MA
58
MONECO Advisors
Connecticut
$211K -$134K -17,420 -39%
SPIA
59
Steward Partners Investment Advisory
New York
$211K +$19.1K +2,488 +10%
SC
60
Scotia Capital
Ontario, Canada
$206K -$73.2K -9,526 -26%
PAG
61
Private Advisor Group
New Jersey
$194K +$34K +4,424 +21%
Jane Street
62
Jane Street
New York
$194K -$28.7K -3,732 -13%
ICMP
63
Integrated Capital Management (Pennsylvania)
Pennsylvania
$171K +$3.81K +496 +2%
CL
64
CSS LLC
Illinois
$170K – – –
CCG
65
Catalina Capital Group
California
$143K +$143K +18,552 New
KWS
66
Keystone Wealth Services
California
$136K +$3.91K +509 +3%
CAS
67
CTC Alternative Strategies
Illinois
$136K +$136K +17,624 New
CW
68
Channel Wealth
California
$135K +$7.69K +1,000 +6%
OCPWS
69
One Charles Private Wealth Services
Massachusetts
$133K – – –
CAM
70
Cresset Asset Management
Illinois
$131K – – –
MML Investors Services
71
MML Investors Services
Massachusetts
$122K -$498 -65 -0.4%
BFA
72
Beacon Financial Advisory
Ohio
$119K +$3.15K +410 +3%
Verition Fund Management
73
Verition Fund Management
Connecticut
$115K – – –
PHS
74
Pekin Hardy Strauss
Illinois
$112K -$25.6K -3,331 -19%
JWM
75
Jackson Wealth Management
Florida
$102K – – –
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3
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