HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

98 hedge funds and large institutions have $212M invested in Highland Opportunities and Income Fund in 2023 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 42 increasing their positions, 31 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
-3
Holders Change %
-2.97%
% of All Funds
1.57%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
42
Reduced
31
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$25.8M
2
LPL Financial
2
LPL Financial
California
$13.1M
3
IA
3
Icon Advisers
Colorado
$2M
4
NAM
4
Nexpoint Asset Management
Texas
$8.07M
5
LCM
5
Landscape Capital Management
New Jersey
$1.62M

Top Sellers

1
QC
1
Quantedge Capital
Singapore
$971K
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$207K
3
Osaic Holdings
3
Osaic Holdings
Arizona
$2.81M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$16.2M
5
Truist Financial
5
Truist Financial
North Carolina
$803K
Name Holding Trade Value Shares
Change 		Shares
Change %
Cetera Investment Advisers
51
Cetera Investment Advisers
Illinois
$308K +$93.1K +10,588 +43%
SI
52
Stephens Inc
Arkansas
$284K +$8.79K +1,000 +3%
CC
53
Claybrook Capital
Massachusetts
$276K +$110K +12,553 +66%
MWM
54
Melfa Wealth Management
Massachusetts
$271K +$510 +58 +0.2%
SC
55
Scotia Capital
Ontario, Canada
$247K +$48.4K +5,510 +24%
AAS
56
Avantax Advisory Services
Texas
$244K -$114K -12,978 -32%
RJT
57
Raymond James Trust
Florida
$235K +$87.9K +10,008 +60%
KAS
58
Kestra Advisory Services
Texas
$228K -$43.3K -4,922 -16%
RJFSA
59
Raymond James Financial Services Advisors
Florida
$207K -$2.6M -295,397 -93%
CL
60
CSS LLC
Illinois
$194K – – –
PAG
61
Private Advisor Group
New Jersey
$194K +$290 +33 +0.1%
WT
62
Washington Trust
Rhode Island
$160K – – –
PHS
63
Pekin Hardy Strauss
Illinois
$158K – – –
CAM
64
Cresset Asset Management
Illinois
$149K – – –
VWA
65
V Wealth Advisors
Kansas
$148K -$2.34K -266 -2%
KWS
66
Keystone Wealth Services
California
$144K +$3.2K +364 +2%
SIC
67
Samalin Investment Counsel
New York
$136K +$136K +15,463 New
MML Investors Services
68
MML Investors Services
Massachusetts
$127K -$7.66K -874 -6%
BFA
69
Beacon Financial Advisory
Ohio
$126K -$1.6K -182 -1%
CW
70
Channel Wealth
California
$125K +$125K +14,216 New
CIAS
71
Capital Investment Advisory Services
North Carolina
$117K -$3.98K -453 -3%
JWM
72
Jackson Wealth Management
Florida
$116K – – –
ARC
73
Advisor Resource Council
Texas
$104K +$104K +12,222 New
Koshinski Asset Management
74
Koshinski Asset Management
Illinois
$96.5K +$2.93K +333 +3%
SWM
75
Spire Wealth Management
Virginia
$83.7K +$255 +29 +0.3%
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3
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