HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

93 hedge funds and large institutions have $226M invested in Highland Opportunities and Income Fund in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 42 increasing their positions, 26 reducing their positions, and 15 closing their positions.

Holders
93
Holders Change
-7
Holders Change %
-7%
% of All Funds
1.61%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
9
Increased
42
Reduced
26
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$3.15M
2
LCM
2
Landscape Capital Management
New Jersey
$2.36M
3
Morgan Stanley
3
Morgan Stanley
New York
$44.1M
4
MC
4
Matisse Capital
Oregon
$1.31M
5
Truist Financial
5
Truist Financial
North Carolina
$1.72M

Top Sellers

1
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$9.1M
2
ARC
2
Advisor Resource Council
Texas
$0
3
PCM
3
Penserra Capital Management
California
$6.65M
4
CP
4
Camelot Portfolios
Ohio
$4.36M
5
ASFA
5
All Season Financial Advisors
Colorado
$445K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAS
51
Avantax Advisory Services
Texas
$414K -$104K -10,671 -20%
BRWA
52
B. Riley Wealth Advisors
Florida
$367K +$367K +37,697 New
MFG
53
MidWestOne Financial Group
Iowa
$356K +$356K +36,578 New
GRP
54
Global Retirement Partners
California
$333K -$10.3K -911 -3%
KAS
55
Kestra Advisory Services
Texas
$314K +$53.5K +5,496 +21%
ISWM
56
Independent Solutions Wealth Management
New York
$268K +$268K +27,530 New
PAG
57
Private Advisor Group
New Jersey
$220K +$18.8K +1,928 +9%
CL
58
CSS LLC
Illinois
$215K +$1.43K +147 +0.7%
SC
59
Scotia Capital
Ontario, Canada
$211K +$4.81K +496 +2%
PHS
60
Pekin Hardy Strauss
Illinois
$182K – – –
SI
61
Stephens Inc
Arkansas
$180K +$8.77K +900 +5%
WT
62
Washington Trust
Rhode Island
$176K – – –
VWA
63
V Wealth Advisors
Kansas
$171K +$574 +59 +0.3%
ICMP
64
Integrated Capital Management (Pennsylvania)
Pennsylvania
$167K +$475 +49 +0.3%
CAM
65
Cresset Asset Management
Illinois
$165K – – –
KWS
66
Keystone Wealth Services
California
$152K +$3.02K +311 +2%
MML Investors Services
67
MML Investors Services
Massachusetts
$148K +$14.1K +1,450 +11%
CIAS
68
Capital Investment Advisory Services
North Carolina
$138K +$138K +14,220 New
RJT
69
Raymond James Trust
Florida
$137K +$13.6K +1,400 +11%
BFA
70
Beacon Financial Advisory
Ohio
$129K +$775 +80 +0.6%
Cetera Investment Advisers
71
Cetera Investment Advisers
Illinois
$128K -$17.3K -1,782 -12%
Jane Street
72
Jane Street
New York
$122K +$122K +12,547 New
AIP
73
Ahrens Investment Partners
Louisiana
$119K +$11.7K +1,200 +11%
AA
74
AQR Arbitrage
Connecticut
$117K +$117K +12,065 New
FWM
75
Foresight Wealth Management
Utah
$115K +$2.11K +218 +2%
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3
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