HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

101 hedge funds and large institutions have $232M invested in Highland Opportunities and Income Fund in 2023 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 41 increasing their positions, 26 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
101
Holders Change
-2
Holders Change %
-1.94%
% of All Funds
1.48%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
41
Reduced
26
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$69.4M
2
RJA
2
Raymond James & Associates
Florida
$8.11M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$10.7M
4
ARC
4
Advisor Resource Council
Texas
$1.7M
5
CP
5
Camelot Portfolios
Ohio
$4.21M

Top Sellers

1
AW
1
Atlas Wealth
Ohio
$0
2
Osaic Holdings
2
Osaic Holdings
Arizona
$2.19M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$14.2M
4
ACM
4
Arlington Capital Management
Illinois
$0
5
LPL Financial
5
LPL Financial
California
$11.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
BF
26
BOK Financial
Oklahoma
$1.57M – – –
SCM
27
Sage Capital Management
New Jersey
$1.31M +$1.31M +170,712 New
PAS
28
Park Avenue Securities
New York
$1.16M +$154K +19,980 +15%
AC
29
Aristides Capital
Kentucky
$1.04M -$231K -30,000 -18%
IA
30
Icon Advisers
Colorado
$990K -$336K -43,700 -25%
MGWM
31
Marks Group Wealth Management
Minnesota
$914K – – –
Creative Planning
32
Creative Planning
Kansas
$813K +$813K +105,714 New
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$769K +$26.1K +3,395 +4%
PIWA
34
Prevail Innovative Wealth Advisors
Kansas
$723K +$276K +35,891 +62%
Truist Financial
35
Truist Financial
North Carolina
$679K -$22.6K -2,945 -3%
AWA
36
Arete Wealth Advisors
Illinois
$674K -$53.4K -6,947 -7%
Qube Research & Technologies (QRT)
37
Qube Research & Technologies (QRT)
United Kingdom
$647K – – –
KWM
38
Kingsview Wealth Management
Oregon
$640K -$22.4K -2,914 -3%
Baird Financial Group
39
Baird Financial Group
Wisconsin
$544K +$18.2K +2,361 +3%
SIC
40
Samalin Investment Counsel
New York
$396K +$142K +18,512 +56%
KAM
41
Knightsbridge Asset Management
California
$389K +$11.4K +1,485 +3%
SA
42
SFI Advisors
New Jersey
$346K +$144K +18,706 +71%
MTIM
43
Marathon Trading Investment Management
Pennsylvania
$327K +$327K +42,500 New
Envestnet Portfolio Solutions
44
Envestnet Portfolio Solutions
Illinois
$315K +$77.2K +10,033 +32%
Rockefeller Capital Management
45
Rockefeller Capital Management
New York
$314K -$31.1K -4,041 -9%
Lido Advisors
46
Lido Advisors
California
$310K +$310K +40,318 New
AWS
47
Atria Wealth Solutions
New York
$302K +$99.5K +12,933 +49%
MFG
48
MidWestOne Financial Group
Iowa
$281K +$281K +36,578 New
BRWA
49
B. Riley Wealth Advisors
Florida
$255K – – –
RJT
50
Raymond James Trust
Florida
$251K – – –
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