HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

94 hedge funds and large institutions have $216M invested in Highland Opportunities and Income Fund in 2023 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 37 increasing their positions, 29 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
94
Holders Change
-4
Holders Change %
-4.08%
% of All Funds
1.48%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
37
Reduced
29
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
$8.59M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$4.73M
3
OC
Oppenheimer & Co
New York
$5.89M
4
PCM
Penserra Capital Management
California
$7.39M
5
ACM
Arlington Capital Management
Illinois
$458K

Top Sellers

1
RJA
Raymond James & Associates
Florida
$996K
2
LI
LVZ Inc
Michigan
$0
3
Walleye Capital
Walleye Capital
New York
$0
4
QC
Quantedge Capital
Singapore
$0
5
BI
Bulldog Investors
New Jersey
$3.18M
Name Holding Trade Value Shares
Change 		Shares
Change %
IA
26
Icon Advisers
Colorado
$1.23M -$819K -90,655 -40%
HighTower Advisors
27
HighTower Advisors
Illinois
$1.08M +$289K +31,824 +36%
PAS
28
Park Avenue Securities
New York
$1.08M +$96.9K +10,732 +10%
MGWM
29
Marks Group Wealth Management
Minnesota
$1.07M – – –
RJA
30
Raymond James & Associates
Florida
$996K -$2.34M -259,269 -70%
UBS Group
31
UBS Group
Switzerland
$973K -$324K -35,825 -25%
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$922K +$2.86K +317 +0.3%
Truist Financial
33
Truist Financial
North Carolina
$818K -$6.71K -743 -0.8%
AWA
34
Arete Wealth Advisors
Illinois
$807K -$8.24K -913 -1%
PWPS
35
Pinnacle Wealth Planning Services
Ohio
$805K -$58.3K -6,451 -7%
Qube Research & Technologies (QRT)
36
Qube Research & Technologies (QRT)
United Kingdom
$752K – – –
KWM
37
Kingsview Wealth Management
Oregon
$696K +$40.3K +4,466 +6%
Baird Financial Group
38
Baird Financial Group
Wisconsin
$607K +$128K +14,228 +27%
WMS
39
Wealth Management Solutions
Pennsylvania
$459K -$16.4K -1,820 -3%
ACM
40
Arlington Capital Management
Illinois
$458K +$458K +50,703 New
KAM
41
Knightsbridge Asset Management
California
$431K -$409K -45,293 -49%
MA
42
MONECO Advisors
Connecticut
$427K -$14.4K -1,595 -3%
CAPTRUST Financial Advisors
43
CAPTRUST Financial Advisors
North Carolina
$421K -$17.3K -1,916 -4%
Rockefeller Capital Management
44
Rockefeller Capital Management
New York
$404K +$966 +107 +0.2%
CC
45
Claybrook Capital
Massachusetts
$351K +$66.8K +7,400 +24%
AWS
46
Atria Wealth Solutions
New York
$339K -$92.9K -10,288 -22%
MFG
47
MidWestOne Financial Group
Iowa
$330K – – –
BRWA
48
B. Riley Wealth Advisors
Florida
$318K -$10.2K -1,133 -3%
SPIA
49
Steward Partners Investment Advisory
New York
$306K -$389K -43,132 -56%
RJT
50
Raymond James Trust
Florida
$295K +$53.4K +5,912 +22%
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