HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

98 hedge funds and large institutions have $212M invested in Highland Opportunities and Income Fund in 2023 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 42 increasing their positions, 31 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
-3
Holders Change %
-2.97%
% of All Funds
1.57%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
42
Reduced
31
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$25.8M
2
LPL Financial
2
LPL Financial
California
$13.1M
3
IA
3
Icon Advisers
Colorado
$2M
4
NAM
4
Nexpoint Asset Management
Texas
$8.07M
5
LCM
5
Landscape Capital Management
New Jersey
$1.62M

Top Sellers

1
QC
1
Quantedge Capital
Singapore
$971K
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$207K
3
Osaic Holdings
3
Osaic Holdings
Arizona
$2.81M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$16.2M
5
Truist Financial
5
Truist Financial
North Carolina
$803K
Name Holding Trade Value Shares
Change 		Shares
Change %
AA
26
AQR Arbitrage
Connecticut
$1.27M +$1.02M +116,124 +412%
UBS Group
27
UBS Group
Switzerland
$1.26M +$21.2K +2,414 +2%
MC
28
Matisse Capital
Oregon
$1.23M +$44K +5,000 +4%
Walleye Capital
29
Walleye Capital
New York
$1.16M +$635K +72,200 +122%
MGWM
30
Marks Group Wealth Management
Minnesota
$1.04M -$30.3K -3,447 -3%
QC
31
Quantedge Capital
Singapore
$971K -$3.51M -399,590 -78%
PAS
32
Park Avenue Securities
New York
$955K -$33.7K -3,840 -3%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$894K +$1.13K +129 +0.1%
PWPS
34
Pinnacle Wealth Planning Services
Ohio
$840K -$25.9K -2,944 -3%
KAM
35
Knightsbridge Asset Management
California
$818K +$19.4K +2,206 +2%
Truist Financial
36
Truist Financial
North Carolina
$803K -$1.42M -161,309 -64%
AWA
37
Arete Wealth Advisors
Illinois
$794K +$9.23K +1,050 +1%
HighTower Advisors
38
HighTower Advisors
Illinois
$766K -$12.6K -1,444 -2%
Qube Research & Technologies (QRT)
39
Qube Research & Technologies (QRT)
United Kingdom
$732K +$178K +20,246 +32%
SPIA
40
Steward Partners Investment Advisory
New York
$677K -$49.6K -5,638 -7%
KWM
41
Kingsview Wealth Management
Oregon
$638K +$9.53K +1,084 +2%
CAN
42
Cetera Advisor Networks
California
$471K -$18.9K -2,150 -4%
Baird Financial Group
43
Baird Financial Group
Wisconsin
$466K -$327K -37,231 -41%
WMS
44
Wealth Management Solutions
Pennsylvania
$463K +$46.8K +5,327 +11%
MA
45
MONECO Advisors
Connecticut
$429K +$8.25K +938 +2%
CAPTRUST Financial Advisors
46
CAPTRUST Financial Advisors
North Carolina
$427K +$8.32K +946 +2%
AWS
47
Atria Wealth Solutions
New York
$420K -$1.91K -217 -0.5%
Rockefeller Capital Management
48
Rockefeller Capital Management
New York
$392K -$244K -27,826 -38%
MFG
49
MidWestOne Financial Group
Iowa
$322K +$322K +36,578 New
BRWA
50
B. Riley Wealth Advisors
Florida
$319K -$9.58K -1,090 -3%
1
2
3 4 5