GUG

Guggenheim Active Allocation Fund
GUG

Overview Fund Activity

51 hedge funds and large institutions have $126M invested in Guggenheim Active Allocation Fund in 2024 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 24 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
+1
Holders Change %
+2%
% of All Funds
0.74%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.01%
New
8
Increased
24
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AW
Atlas Wealth
Ohio
$4.41M
2
Baird Financial Group
Baird Financial Group
Wisconsin
$9.92M
3
Morgan Stanley
Morgan Stanley
New York
$30.9M
4
AAM
Advisors Asset Management
Colorado
$5.72M
5
Pathstone Holdings
Pathstone Holdings
New Jersey
$3.87M

Top Sellers

1
RVPG
Relative Value Partners Group
$0
2
Bank of America
Bank of America
North Carolina
$10M
3
SCM
Saba Capital Management
New York
$0
4
LCM
Landscape Capital Management
New Jersey
$0
5
USCWA
U.S. Capital Wealth Advisors
Texas
$1.09M
Name Holding Trade Value Shares
Change 		Shares
Change %
ACP
26
Aviance Capital Partners
Florida
$343K +$4.06K +272 +1%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$338K -$61.6K -4,129 -15%
AWA
28
Arete Wealth Advisors
Illinois
$326K +$12.7K +852 +4%
KWM
29
Kingsview Wealth Management
Oregon
$287K +$16.6K +1,110 +6%
RJT
30
Raymond James Trust
Florida
$266K +$105K +7,014 +65%
NA
31
Nordwand Advisors
Pennsylvania
$246K – – –
Cetera Investment Advisers
32
Cetera Investment Advisers
Illinois
$231K -$74.1K -4,961 -24%
CIA
33
Concurrent Investment Advisors
Florida
$230K +$10.1K +675 +5%
WS
34
Wedbush Securities
California
$226K -$14.4K -966 -6%
EH
35
Equitable Holdings
New York
$185K +$433 +29 +0.2%
MWM
36
MGB Wealth Management
Texas
$174K +$174K +11,264 New
TSS
37
Two Sigma Securities
New York
$173K +$173K +11,574 New
LNWWM
38
Laird Norton Wetherby Wealth Management
California
$168K – – –
LPL Financial
39
LPL Financial
California
$166K +$166K +11,088 New
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$162K +$5.14K +344 +3%
UBS Group
41
UBS Group
Switzerland
$103K +$16.1K +1,075 +18%
AWM
42
Avior Wealth Management
Nebraska
$47K +$14.1K +943 +43%
IAIM
43
International Assets Investment Management
Florida
$44.8K +$44.8K +3,000 New
Comerica Bank
44
Comerica Bank
Texas
$32.8K -$29.9K -2,000 -48%
NA
45
NewEdge Advisors
Louisiana
$31.5K +$31.5K +2,113 New
HI
46
Harbour Investments
Wisconsin
$22.4K – – –
GWM
47
Geneos Wealth Management
Colorado
$22.4K – – –
Bessemer Group
48
Bessemer Group
New Jersey
$15K +$576 +39 +4%
SPIA
49
Steward Partners Investment Advisory
New York
$12.9K – – –
BBPWM
50
Blue Bell Private Wealth Management
Pennsylvania
$8.99K -$53.7K -3,600 -86%
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