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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

19 hedge funds and large institutions have $8.62M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2017 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 1 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 1

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

44% more capital invested

Capital invested by funds: $5.99M → $8.62M (+$2.63M)

19% more funds holding

Funds holding: 1619 (+3)

8.54% more ownership

Funds ownership: 22.19%30.73% (+8.5%)

Holders
19
Holders Change
+3
Holders Change %
+18.75%
% of All Funds
0.43%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
7
Reduced
1
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WI
1
WBI Investments
New Jersey
$2.52M +$2.49M +49,505 New
Jane Street
2
Jane Street
New York
$1.66M -$547K -10,902 -25%
Stifel Financial
3
Stifel Financial
Missouri
$1.22M +$64.7K +1,288 +6%
Bank of America
4
Bank of America
North Carolina
$1.09M +$853 +17 +0.1%
UBS Group
5
UBS Group
Switzerland
$734K +$257K +5,123 +55%
Morgan Stanley
6
Morgan Stanley
New York
$539K +$99.6K +1,984 +23%
FAAS
7
First Allied Advisory Services
California
$265K +$262K +5,229 New
TCOV
8
Trust Company of Vermont
Vermont
$133K +$18.8K +375 +17%
AG
9
Advisor Group
Arizona
$125K +$37.8K +752 +44%
SWP
10
Stratos Wealth Partners
Ohio
$106K +$104K +2,069 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$78K
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$44K +$5.07K +101 +13%
AWA
13
Acorn Wealth Advisors
Michigan
$32K +$30.6K +610 New
Wells Fargo
14
Wells Fargo
California
$23K
MOS
15
MGO One Seven
Ohio
$19K +$19.1K +380 New
BFEC
16
Benjamin F. Edwards & Company
Missouri
$15K +$14.9K +296 New
GWM
17
Geneos Wealth Management
Colorado
$5K
US Bancorp
18
US Bancorp
Minnesota
$5K
PAG
19
Private Advisor Group
New Jersey
-$260K -5,230 Closed
SG Americas Securities
20
SG Americas Securities
New York
-$145K -2,963 Closed
TC
21
Trust Company
Kansas
-$82K -1,670 Closed

GRID Hedge Fund Activity: Q4 2017 in Review

19 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q4 2017, worth a combined $8.62M — up 44% from $5.99M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new GRID positions and 3 closed out — a net gain of 3 holders — while 7 added to existing stakes and 1 trimmed.

The largest buyer was WBI Investments, opening a new position worth an estimated $2.49M. The largest seller was Jane Street, cutting an estimated $547K.

  • 19 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q4 2017, up from 16 in Q3 2017.
  • Funds reported $8.62M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q4 2017, up 44% quarter-over-quarter.
  • 6 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q4 2017 and 3 closed out, a net change of +3 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q4 2017 was WBI Investments, an estimated $2.49M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q4 2017 was Jane Street, an estimated $547K sold.

Based on aggregated 13F filings for Q4 2017.