First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
11 hedge funds and large institutions have $1.8M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 2 closing their positions.
0% more funds holding
Funds holding: 11 → 11 (0)
0% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 2
0% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 3
4% less capital invested
Capital invested by funds: $1.88M → $1.8M (-$73K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$255K |
| 2 |
Morgan Stanley
New York
|
+$196K |
| 3 |
U
UBS
Zurich,
Switzerland
|
+$105K |
| 4 |
MFS
MSI Financial Services
Springfield,
Massachusetts
|
+$9.92K |
| 5 |
TRCT
Tower Research Capital (TRC)
New York
|
+$4.76K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$375K |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$315K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$80.6K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$4.63K |
| 5 |
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
-$2K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Jane Street
New York
| $548K | -$375K | -11,352 | -41% |
|
|
U
2
UBS
Zurich,
Switzerland
| $375K | +$105K | +3,165 | +40% |
|
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $323K | +$255K | +7,701 | +422% |
|
|
4
Bank of America
Charlotte,
North Carolina
| $291K | -$80.6K | -2,437 | -22% |
|
|
5
Morgan Stanley
New York
| $201K | +$196K | +5,929 | New |
|
|
TRCT
6
Tower Research Capital (TRC)
New York
| $24K | +$4.76K | +144 | +25% |
|
|
7
Wells Fargo
San Francisco,
California
| $19K | -$4.63K | -140 | -20% |
|
|
PAS
8
Partnervest Advisory Services
Santa Barbara,
California
| $11K | – | – | – |
|
|
MFS
9
MSI Financial Services
Springfield,
Massachusetts
| $10K | +$9.92K | +300 | New |
|
10
US Bancorp
Minneapolis,
Minnesota
| $3K | – | – | – |
|
|
11
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$315K | -10,095 | Closed |
|
|
12
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$2K | -71 | Closed |
|
GRID Hedge Fund Activity: Q3 2013 in Review
11 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q3 2013, worth a combined $1.8M — down 3.9% from $1.88M a quarter earlier.
Fund positioning in GRID was balanced in Q3 2013: 2 funds opened new positions, 2 closed out, 3 added to existing stakes and 3 trimmed.
The largest buyer was Royal Bank of Canada, adding an estimated $255K. The largest seller was Jane Street, cutting an estimated $375K.
- 11 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q3 2013, unchanged from Q2 2013.
- Funds reported $1.8M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q3 2013, down 3.9% quarter-over-quarter.
- 2 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q3 2013 and 2 closed out, a net change of 0 holders.
- The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q3 2013 was Royal Bank of Canada, an estimated $255K added.
- The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q3 2013 was Jane Street, an estimated $375K sold.
Based on aggregated 13F filings for Q3 2013.