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First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
APTFM
1
AGUR Provident & Training Funds Management
Israel
$1.36B +$14.1M +75,140 New
Morgan Stanley
2
Morgan Stanley
New York
$721M +$96.8M +515,334 +16%
LPL Financial
3
LPL Financial
California
$514M +$102M +541,127 +25%
Bank of America
4
Bank of America
North Carolina
$466M +$57.9M +308,188 +15%
UBS Group
5
UBS Group
Switzerland
$379M +$69.4M +369,730 +23%
Wells Fargo
6
Wells Fargo
California
$336M +$83M +442,158 +34%
Raymond James Financial
7
Raymond James Financial
Florida
$249M +$63.2M +336,375 +35%
Ameriprise
8
Ameriprise
Minnesota
$225M +$58.5M +311,245 +36%
PP
9
Prudential plc
United Kingdom
$155M +$142M +755,358 +1,391%
CI
10
Clal Insurance
Israel
$144M +$141M +752,000 New
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$144M +$34.3M +182,419 +32%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$107M +$22.4M +119,162 +27%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$82.5M +$8.57M +45,609 +12%
Fidelity International
14
Fidelity International
Bermuda
$80.4M +$21.6M +115,248 +38%
Osaic Holdings
15
Osaic Holdings
Arizona
$79.2M +$31.3M +166,454 +68%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$75.4M +$9.98M +53,147 +16%
HighTower Advisors
17
HighTower Advisors
Illinois
$74.7M +$12.1M +64,458 +20%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$74.2M +$31.7M +168,880 +77%
Stifel Financial
19
Stifel Financial
Missouri
$65M +$11.7M +62,080 +22%
Jones Financial Companies
20
Jones Financial Companies
Missouri
$64.7M +$27.4M +145,801 +72%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$60.6M -$8.29M -44,131 -12%
MML Investors Services
22
MML Investors Services
Massachusetts
$55.8M +$19.1M +101,605 +54%
TIA
23
Traphagen Investment Advisors
New Jersey
$51.9M -$1.8M -9,602 -3%
Treasurer of the State of North Carolina
24
Treasurer of the State of North Carolina
North Carolina
$49.8M +$48.7M +259,526 New
AI
25
Atria Investments
North Carolina
$47.8M +$9.66M +51,438 +26%