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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$531M +$49.2M +296,255 +10%
LPL Financial
2
LPL Financial
California
$350M +$73M +438,930 +26%
Bank of America
3
Bank of America
North Carolina
$347M +$56.7M +340,826 +19%
UBS Group
4
UBS Group
Switzerland
$263M +$56.5M +340,194 +27%
Wells Fargo
5
Wells Fargo
California
$214M +$47.2M +284,168 +28%
Raymond James Financial
6
Raymond James Financial
Florida
$157M +$42.2M +253,640 +36%
Ameriprise
7
Ameriprise
Minnesota
$140M +$52M +312,845 +58%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$92.9M +$58.2M +349,964 +160%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$72.2M +$28.1M +168,929 +62%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$62.9M +$32.9M +197,822 +106%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$59M +$15.6M +93,983 +35%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$55.6M +$21M +126,433 +59%
HighTower Advisors
13
HighTower Advisors
Illinois
$53.2M +$2.78M +16,752 +5%
Fidelity International
14
Fidelity International
Bermuda
$49.7M +$6.16M +37,059 +14%
IAA
15
Independent Advisor Alliance
North Carolina
$47.8M +$48.6M +292,512 New
TIA
16
Traphagen Investment Advisors
New Jersey
$45.8M -$12.7M -76,365 -21%
Stifel Financial
17
Stifel Financial
Missouri
$45.3M +$2.59M +15,605 +6%
Osaic Holdings
18
Osaic Holdings
Arizona
$40.3M +$7.69M +46,293 +23%
PWM
19
Perigon Wealth Management
California
$37.4M -$2.84M -17,084 -7%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$35.7M +$9.78M +58,845 +37%
NSLI
21
Nan Shan Life Insurance
Taiwan
$35.6M +$36.2M +217,775 New
AFA
22
Arlington Financial Advisors
California
$34.6M -$3.41M -20,529 -9%
MIH
23
Meitav Investment House
Israel
$34.6M +$2.35M +14,125 +7%
Jones Financial Companies
24
Jones Financial Companies
Missouri
$32.5M +$11.7M +70,338 +53%
MTWSIF
25
Mivtachim The Workers Social Insurance Fund
Israel
$32.4M