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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
1
Private Advisor Group
New Jersey
$11.7M +$1.72M +23,790 +20%
Morgan Stanley
2
Morgan Stanley
New York
$10.6M +$2.41M +33,367 +34%
Bank of America
3
Bank of America
North Carolina
$5.81M +$1.41M +19,577 +38%
LPL Financial
4
LPL Financial
California
$4.15M +$1.97M +27,246 +114%
Ameriprise
5
Ameriprise
Minnesota
$2.66M +$1.77M +24,527 +295%
Jane Street
6
Jane Street
New York
$2.44M +$2.17M +30,102 New
FAIM
7
Financial Advocates Investment Management
Washington
$1.69M +$1.5M +20,805 New
UBS Group
8
UBS Group
Switzerland
$1.57M +$1.25M +17,384 +888%
AI
9
Atria Investments
North Carolina
$1.36M +$1.22M +16,843 New
Osaic Holdings
10
Osaic Holdings
Arizona
$1.36M +$811K +11,242 +204%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.26M +$598K +8,283 +115%
Thrivent Financial for Lutherans
12
Thrivent Financial for Lutherans
Minnesota
$814K
Citadel Advisors
13
Citadel Advisors
Florida
$758K +$675K +9,360 New
3AM
14
3EDGE Asset Management
Florida
$692K +$617K +8,547 New
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$686K +$612K +8,475 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$584K +$18K +249 +4%
WS
17
Wedbush Securities
California
$575K +$47.9K +664 +10%
APA
18
American Portfolios Advisors
New York
$468K +$417K +5,775 New
RJFSA
19
Raymond James Financial Services Advisors
Florida
$386K +$343K +4,760 New
RJA
20
Raymond James & Associates
Florida
$370K +$330K +4,570 New
CCFM
21
Clear Creek Financial Management
Washington
$340K +$303K +4,202 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$296K +$264K +3,655 New
AAS
23
Avantax Advisory Services
Texas
$280K -$64.2K -890 -21%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$261K +$232K +3,217 New
OIA
25
OneDigital Investment Advisors
Kansas
$236K +$210K +2,911 New