3EDGE Asset Management’s First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund GRID Stock Holding History

3EDGE Asset Management’s Portfolio GRID Stock Details GRID Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-12,425	Closed	-$1.15M	–	44
2021 Q3	$1.15M	Sell	12,425 -800	-6%	-$77.1K	0.09%	25
2021 Q2	$1.23M	Sell	13,225 -5,161	-28%	-$462K	0.09%	25
2021 Q1	$1.59M	Buy	18,386 +9,839	+115%	+$839K	0.13%	20
2020 Q4	$692K	Buy	+8,547	New	+$617K	0.06%	30

Other funds holding GRID

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

3EDGE Asset Management's GRID Position: Q4 2021 in Review

3EDGE Asset Management sold out of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) in Q4 2021, closing a stake of 12,425 shares — an estimated $1.15M sold.

3EDGE Asset Management first reported a position in GRID in Q4 2020 and held it in 4 quarters. The position peaked at $1.59M in Q1 2021. 154 funds tracked by Wall St. Rank hold GRID as of Q4 2021.

3EDGE Asset Management reported no remaining First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund position as of Q4 2021 after selling out during the quarter.
3EDGE Asset Management sold 12,425 First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund shares in Q4 2021, an estimated $1.15M.
3EDGE Asset Management first reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in Q4 2020 and held it in 4 quarters.
3EDGE Asset Management's First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund position peaked at $1.59M in Q1 2021.
154 funds tracked by Wall St. Rank held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund as of Q4 2021.

Based on 3EDGE Asset Management's 13F filing for Q4 2021, filed 1 Feb 2022.