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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

96 hedge funds and large institutions have $206M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2021 Q2 according to their latest regulatory filings, with 29 funds opening new positions, 44 increasing their positions, 10 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

340% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 10

164% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 11

68% more capital invested

Capital invested by funds: $123M → $206M (+$83.3M)

22% more funds holding

Funds holding: 79 → 96 (+17)

2.6% more ownership

Funds ownership: 45.45% → 48.05% (+2.6%)

Holders
96
Holders Change
+17
Holders Change %
+21.52%
% of All Funds
1.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
29
Increased
44
Reduced
10
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$14.6M
2
Jane Street
Jane Street
New York
+$13M
3
Morgan Stanley
Morgan Stanley
New York
+$7.47M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$5.7M
5
LPL Financial
LPL Financial
California
+$5.37M

Top Sellers

1
VFA
Voya Financial Advisors
Connecticut
-$2.46M
2
FAIM
Financial Advocates Investment Management
Washington
-$2.33M
3
GIA
Gladstone Institutional Advisory
Florida
-$1.88M
4
PAG
Private Advisor Group
New Jersey
-$1.15M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.13M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$25M +$7.47M +83,422 +45%
UBS Group
2
UBS Group
Switzerland
$18.6M +$14.6M +163,508 +443%
Jane Street
3
Jane Street
New York
$17.9M +$13M +144,715 +301%
Bank of America
4
Bank of America
North Carolina
$15.7M +$277K +3,099 +2%
LPL Financial
5
LPL Financial
California
$14.8M +$5.37M +60,009 +60%
PAG
6
Private Advisor Group
New Jersey
$14.6M -$1.15M -12,806 -8%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$8.94M +$5.7M +63,716 +194%
Ameriprise
8
Ameriprise
Minnesota
$7.21M +$319K +3,567 +5%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$5.97M +$1.29M +14,379 +29%
CAN
10
Cetera Advisor Networks
California
$5.41M +$5.01M +56,001 +2,298%
HT
11
HAP Trading
New York
$3.93M +$3.79M +42,394 New
FHC
12
First Heartland Consultants
Missouri
$3.75M +$1.42M +15,846 +64%
Stifel Financial
13
Stifel Financial
Missouri
$3.65M +$3.11M +34,803 +757%
KAS
14
Kestra Advisory Services
Texas
$3.35M +$1.55M +17,320 +92%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$3.09M +$1.08M +12,114 +57%
Osaic Holdings
16
Osaic Holdings
Arizona
$2.96M +$76K +849 +3%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$2.87M +$671K +7,498 +32%
CWM
18
Concentrum Wealth Management
California
$2.75M +$137K +1,531 +5%
AOG
19
Alpha Omega Group
Virginia
$2.63M +$2.55M +28,451 New
SC
20
Scotia Capital
Ontario, Canada
$2.39M +$186K +2,080 +9%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$2.31M -$1.13M -12,626 -34%
RJA
22
Raymond James & Associates
Florida
$2.13M +$1.05M +11,693 +103%
MAP
23
Milestone Advisory Partners
North Carolina
$1.93M +$1.56M +17,443 +513%
CAS
24
Cascadia Advisory Services
Oregon
$1.76M +$65.5K +732 +4%
AI
25
Atria Investments
North Carolina
$1.74M +$64.2K +717 +4%
1
2 3 4 5

GRID Hedge Fund Activity: Q2 2021 in Review

96 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q2 2021, worth a combined $206M — up 68% from $123M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new GRID positions and 11 closed out — a net gain of 18 holders — while 44 added to existing stakes and 10 trimmed.

The largest buyer was UBS Group, adding an estimated $14.6M. The largest seller was Voya Financial Advisors, exiting entirely with an estimated $2.46M sold.

  • 96 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q2 2021, up from 79 in Q1 2021.
  • Funds reported $206M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q2 2021, up 68% quarter-over-quarter.
  • 29 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q2 2021 and 11 closed out, a net change of +18 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q2 2021 was UBS Group, an estimated $14.6M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q2 2021 was Voya Financial Advisors, an estimated $2.46M sold.

Based on aggregated 13F filings for Q2 2021.