First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
11 hedge funds and large institutions have $2.63M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2014 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 2 closing their positions.
0% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 3
8% less funds holding
Funds holding: 12 → 11 (-1)
21% less capital invested
Capital invested by funds: $3.33M → $2.63M (-$701K)
50% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VKH
Virtu KCG Holdings
New York
|
+$1.56M |
| 2 |
Morgan Stanley
New York
|
+$10.4K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$5.89K |
| 4 |
U
UBS
Zurich,
Switzerland
|
+$1.36K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$2.09M |
| 2 |
GSC
Ground Swell Capital
Folly Beach,
South Carolina
|
-$16.5K |
| 3 |
PAS
Partnervest Advisory Services
Santa Barbara,
California
|
-$12K |
| 4 |
TRCT
Tower Research Capital (TRC)
New York
|
-$9.75K |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$3.68K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
VKH
1
Virtu KCG Holdings
New York
| $1.49M | +$1.56M | +42,388 | New |
|
|
U
2
UBS
Zurich,
Switzerland
| $705K | +$1.36K | +37 | +0.2% |
|
|
3
Morgan Stanley
New York
| $182K | +$10.4K | +283 | +6% |
|
|
4
Bank of America
Charlotte,
North Carolina
| $153K | +$5.89K | +160 | +4% |
|
|
5
Royal Bank of Canada
Toronto,
Ontario, Canada
| $65K | -$3.68K | -100 | -5% |
|
6
Wells Fargo
San Francisco,
California
| $15K | – | – | – |
|
|
TRCT
7
Tower Research Capital (TRC)
New York
| $14K | -$9.75K | -265 | -40% |
|
|
NFG
8
Next Financial Group
Houston,
Texas
| $4K | – | – | – |
|
9
US Bancorp
Minneapolis,
Minnesota
| $4K | – | – | – |
|
|
GSC
10
Ground Swell Capital
Folly Beach,
South Carolina
| $2K | -$16.5K | -448 | -90% |
|
|
11
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$2.09M | -55,414 | Closed |
|
|
PAS
12
Partnervest Advisory Services
Santa Barbara,
California
| – | -$12K | -325 | Closed |
|
GRID Hedge Fund Activity: Q3 2014 in Review
11 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q3 2014, worth a combined $2.63M — down 21% from $3.33M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of GRID and 1 opened new positions — a net loss of 1 holder — while 3 trimmed existing stakes and 3 added.
The largest buyer was Virtu KCG Holdings, opening a new position worth an estimated $1.56M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $2.09M sold.
- 11 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q3 2014, down from 12 in Q2 2014.
- Funds reported $2.63M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q3 2014, down 21% quarter-over-quarter.
- 1 fund opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q3 2014 and 2 closed out, a net change of -1 holder.
- The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q3 2014 was Virtu KCG Holdings, an estimated $1.56M added.
- The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q3 2014 was Susquehanna International Group, an estimated $2.09M sold.
Based on aggregated 13F filings for Q3 2014.