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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

21 hedge funds and large institutions have $8.84M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2018 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 4

6% more capital invested

Capital invested by funds: $8.35M → $8.84M (+$493K)

2.12% more ownership

Funds ownership: 24.46%26.57% (+2.1%)

9% less funds holding

Funds holding: 2321 (-2)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
4
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$1.87M +$275K +5,556 +16%
Bank of America
2
Bank of America
North Carolina
$1.38M -$310K -6,265 -18%
Morgan Stanley
3
Morgan Stanley
New York
$1.24M +$181K +3,649 +16%
Stifel Financial
4
Stifel Financial
Missouri
$1M -$56.8K -1,147 -5%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$888K -$301K -6,084 -25%
UBS Group
6
UBS Group
Switzerland
$644K +$253K +5,108 +61%
US Bancorp
7
US Bancorp
Minnesota
$395K +$387K +7,809 +1,584%
FAAS
8
First Allied Advisory Services
California
$330K
LPL Financial
9
LPL Financial
California
$263K +$31.4K +633 +13%
PAG
10
Private Advisor Group
New Jersey
$239K +$249K +5,030 New
TCOV
11
Trust Company of Vermont
Vermont
$131K
AG
12
Advisor Group
Arizona
$114K +$2.23K +45 +2%
SWP
13
Stratos Wealth Partners
Ohio
$94K +$98.3K +1,984 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$89K +$26.4K +532 +40%
SWM
15
SeaCrest Wealth Management
New York
$83K
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$46K -$5.7K -115 -11%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$14K
MWPCG
18
Measured Wealth Private Client Group
New Hampshire
$11K +$11.1K +225 New
GWM
19
Geneos Wealth Management
Colorado
$9K +$4.95K +100 +100%
Wells Fargo
20
Wells Fargo
California
$7K
APA
21
American Portfolios Advisors
New York
-$55.4K -1,136 Closed
AWA
22
Acorn Wealth Advisors
Michigan
-$30K -614 Closed
CF
23
Centaurus Financial
California
-$12K -240 Closed
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$7K -138 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$6K -119 Closed

GRID Hedge Fund Activity: Q3 2018 in Review

21 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q3 2018, worth a combined $8.84M — up 5.9% from $8.35M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of GRID and 3 opened new positions — a net loss of 2 holders — while 4 trimmed existing stakes and 8 added.

The largest buyer was US Bancorp, adding an estimated $387K. The largest seller was Bank of America, cutting an estimated $310K.

  • 21 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q3 2018, down from 23 in Q2 2018.
  • Funds reported $8.84M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q3 2018, up 5.9% quarter-over-quarter.
  • 3 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q3 2018 and 5 closed out, a net change of -2 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q3 2018 was US Bancorp, an estimated $387K added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q3 2018 was Bank of America, an estimated $310K sold.

Based on aggregated 13F filings for Q3 2018.