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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

19 hedge funds and large institutions have $4.81M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2018 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

6.03% less ownership

Funds ownership: 26.57%20.54% (-6%)

10% less funds holding

Funds holding: 2119 (-2)

29% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 7

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

46% less capital invested

Capital invested by funds: $8.84M → $4.81M (-$4.03M)

Holders
19
Holders Change
-2
Holders Change %
-9.52%
% of All Funds
0.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
5
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.34M +$356K +8,429 +32%
UBS Group
2
UBS Group
Switzerland
$554K +$27.8K +657 +5%
AWCI
3
Alpine Woods Capital Investors
New York
$546K +$592K +14,000 New
Jane Street
4
Jane Street
New York
$540K -$1.08M -25,452 -65%
Bank of America
5
Bank of America
North Carolina
$488K -$697K -16,485 -57%
LPL Financial
6
LPL Financial
California
$310K +$101K +2,393 +43%
FAAS
7
First Allied Advisory Services
California
$291K +$21K +498 +7%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$229K -$540K -12,787 -69%
US Bancorp
9
US Bancorp
Minnesota
$189K -$147K -3,471 -42%
AG
10
Advisor Group
Arizona
$106K +$13.5K +319 +13%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$73K
TCOV
12
Trust Company of Vermont
Vermont
$58K -$54.3K -1,285 -47%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$37K -$85 -2 -0.2%
MOS
14
MGO One Seven
Ohio
$14K +$16.1K +380 New
BFEC
15
Benjamin F. Edwards & Company
Missouri
$12K
SWM
16
SeaCrest Wealth Management
New York
$10K -$63.2K -1,496 -86%
GWM
17
Geneos Wealth Management
Colorado
$7K
WCM
18
WealthBridge Capital Management
Ohio
$3K +$3.17K +75 New
Stifel Financial
19
Stifel Financial
Missouri
-$1M -21,138 Closed
PAG
20
Private Advisor Group
New Jersey
-$239K -5,030 Closed
SWP
21
Stratos Wealth Partners
Ohio
-$94K -1,984 Closed
MWPCG
22
Measured Wealth Private Client Group
New Hampshire
-$11K -225 Closed
Wells Fargo
23
Wells Fargo
California
-$7K -150 Closed

GRID Hedge Fund Activity: Q4 2018 in Review

19 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q4 2018, worth a combined $4.81M — down 46% from $8.84M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of GRID and 3 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 5 added.

The largest buyer was Alpine Woods Capital Investors, opening a new position worth an estimated $592K. The largest seller was Jane Street, cutting an estimated $1.08M.

  • 19 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q4 2018, down from 21 in Q3 2018.
  • Funds reported $4.81M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q4 2018, down 46% quarter-over-quarter.
  • 3 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q4 2018 and 5 closed out, a net change of -2 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q4 2018 was Alpine Woods Capital Investors, an estimated $592K added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q4 2018 was Jane Street, an estimated $1.08M sold.

Based on aggregated 13F filings for Q4 2018.