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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

23 hedge funds and large institutions have $6.84M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2018 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

21% more funds holding

Funds holding: 1923 (+4)

9.57% less ownership

Funds ownership: 30.73%21.16% (-9.6%)

21% less capital invested

Capital invested by funds: $8.62M → $6.84M (-$1.78M)

Holders
23
Holders Change
+4
Holders Change %
+21.05%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
7
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$1.72M +$1.78M +34,592 New
Stifel Financial
2
Stifel Financial
Missouri
$1.19M +$1.64K +32 +0.1%
Bank of America
3
Bank of America
North Carolina
$1.15M +$80.7K +1,571 +7%
Morgan Stanley
4
Morgan Stanley
New York
$812K +$296K +5,759 +54%
UBS Group
5
UBS Group
Switzerland
$457K -$267K -5,206 -36%
Jane Street
6
Jane Street
New York
$301K -$1.36M -26,492 -81%
FAAS
7
First Allied Advisory Services
California
$260K +$1.03K +20 +0.4%
LPL Financial
8
LPL Financial
California
$222K +$230K +4,471 New
TCOV
9
Trust Company of Vermont
Vermont
$133K +$3.6K +70 +3%
AG
10
Advisor Group
Arizona
$117K -$4.62K -90 -4%
SWP
11
Stratos Wealth Partners
Ohio
$94K -$9.55K -186 -9%
SWM
12
SeaCrest Wealth Management
New York
$87K +$89.7K +1,746 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$72K -$3.85K -75 -5%
APA
14
American Portfolios Advisors
New York
$56.5K +$58.4K +1,136 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$53K +$10.3K +200 +23%
AWA
16
Acorn Wealth Advisors
Michigan
$30K
US Bancorp
17
US Bancorp
Minnesota
$23K +$18.7K +365 +365%
Wells Fargo
18
Wells Fargo
California
$22K
MOS
19
MGO One Seven
Ohio
$19K
BFEC
20
Benjamin F. Edwards & Company
Missouri
$15K
Manulife (Manufacturers Life Insurance)
21
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7K +$7.09K +138 New
GWM
22
Geneos Wealth Management
Colorado
$4K
WI
23
WBI Investments
New Jersey
-$2.52M -49,505 Closed

GRID Hedge Fund Activity: Q1 2018 in Review

23 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q1 2018, worth a combined $6.84M — down 21% from $8.62M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new GRID positions and 1 closed out — a net gain of 4 holders — while 7 added to existing stakes and 5 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $1.78M. The largest seller was WBI Investments, exiting entirely with an estimated $2.52M sold.

  • 23 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q1 2018, up from 19 in Q4 2017.
  • Funds reported $6.84M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q1 2018, down 21% quarter-over-quarter.
  • 5 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q1 2018 and 1 closed out, a net change of +4 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q1 2018 was Susquehanna International Group, an estimated $1.78M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q1 2018 was WBI Investments, an estimated $2.52M sold.

Based on aggregated 13F filings for Q1 2018.