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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

20 hedge funds and large institutions have $8.8M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2019 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 2 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 2

56% more capital invested

Capital invested by funds: $5.65M → $8.8M (+$3.15M)

11% more funds holding

Funds holding: 18 → 20 (+2)

6.04% more ownership

Funds ownership: 20.52% → 26.56% (+6%)

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
7
Reduced
2
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$1.1M
2
Jane Street
Jane Street
New York
+$794K
3
Bank of America
Bank of America
North Carolina
+$301K
4
PAG
Private Advisor Group
New Jersey
+$193K
5
LPL Financial
LPL Financial
California
+$83.8K

Top Sellers

Rank Fund Capital Flow
1
AWCI
Alpine Woods Capital Investors
New York
-$156K
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$104
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.77M +$1.1M +21,098 +44%
Jane Street
2
Jane Street
New York
$1.14M +$794K +15,277 +277%
Bank of America
3
Bank of America
North Carolina
$925K +$301K +5,783 +52%
AWCI
4
Alpine Woods Capital Investors
New York
$604K -$156K -3,000 -21%
FAAS
5
First Allied Advisory Services
California
$500K +$156 +3 +0%
UBS Group
6
UBS Group
Switzerland
$405K +$30.5K +586 +9%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$324K -$104 -2 -0%
LPL Financial
8
LPL Financial
California
$310K +$83.8K +1,612 +40%
PAG
9
Private Advisor Group
New Jersey
$203K +$193K +3,704 New
AG
10
Advisor Group
Arizona
$134K – – –
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$120K +$56.2K +1,081 +98%
Wells Fargo
12
Wells Fargo
California
$116K – – –
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$115K – – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$72K – – –
IA
15
IFP Advisors
Florida
$22K +$19.9K +382 New
BFEC
16
Benjamin F. Edwards & Company
Missouri
$16K – – –
US Bancorp
17
US Bancorp
Minnesota
$11K – – –
EFSCE
18
Enterprise Financial Services Corp (EFSC)
Missouri
$5K – – –
GWM
19
Geneos Wealth Management
Colorado
$5K – – –
CFB
20
Cullen/Frost Bankers
Texas
$4K – – –

GRID Hedge Fund Activity: Q4 2019 in Review

20 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q4 2019, worth a combined $8.8M — up 56% from $5.65M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new GRID positions and 0 closed out — a net gain of 2 holders — while 7 added to existing stakes and 2 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.1M. The largest seller was Alpine Woods Capital Investors, cutting an estimated $156K.

  • 20 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q4 2019, up from 18 in Q3 2019.
  • Funds reported $8.8M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q4 2019, up 56% quarter-over-quarter.
  • 2 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q4 2019 and 0 closed out, a net change of +2 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q4 2019 was Morgan Stanley, an estimated $1.1M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q4 2019 was Alpine Woods Capital Investors, an estimated $156K sold.

Based on aggregated 13F filings for Q4 2019.