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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

24 hedge funds and large institutions have $6.53M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2019 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

36% more capital invested

Capital invested by funds: $4.81M → $6.53M (+$1.72M)

26% more funds holding

Funds holding: 1924 (+5)

4.2% more ownership

Funds ownership: 20.54%24.74% (+4.2%)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

Holders
24
Holders Change
+5
Holders Change %
+26.32%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
5
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.76M +$263K +6,038 +18%
Jane Street
2
Jane Street
New York
$1.3M +$698K +16,040 +116%
UBS Group
3
UBS Group
Switzerland
$687K +$67.8K +1,557 +11%
AWCI
4
Alpine Woods Capital Investors
New York
$610K
Bank of America
5
Bank of America
North Carolina
$492K -$54.3K -1,248 -10%
Citadel Advisors
6
Citadel Advisors
Florida
$343K +$343K +7,880 New
FAAS
7
First Allied Advisory Services
California
$327K +$1.35K +31 +0.4%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$272K +$272K +6,241 New
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$220K -$36K -827 -14%
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$115K +$54.3K +1,246 New
AG
11
Advisor Group
Arizona
$97K -$21.7K -499 -18%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$87K +$6.1K +140 +8%
US Bancorp
13
US Bancorp
Minnesota
$57K -$153K -3,512 -73%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$38K -$3K -69 -7%
TCOV
15
Trust Company of Vermont
Vermont
$35K -$29K -665 -45%
SQA
16
Simon Quick Advisors
New Jersey
$22K +$21.8K +501 New
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$21K +$21.3K +488 New
BFEC
18
Benjamin F. Edwards & Company
Missouri
$13K
SWM
19
SeaCrest Wealth Management
New York
$11K
GWM
20
Geneos Wealth Management
Colorado
$8K
EFSCE
21
Enterprise Financial Services Corp (EFSC)
Missouri
$4K +$4.14K +95 New
WCM
22
WealthBridge Capital Management
Ohio
$3K
CFB
23
Cullen/Frost Bankers
Texas
$3K +$2.83K +65 New
LPL Financial
24
LPL Financial
California
-$310K -7,935 Closed
MOS
25
MGO One Seven
Ohio
-$14K -380 Closed

GRID Hedge Fund Activity: Q1 2019 in Review

24 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q1 2019, worth a combined $6.53M — up 36% from $4.81M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new GRID positions and 2 closed out — a net gain of 5 holders — while 5 added to existing stakes and 6 trimmed.

The largest buyer was Jane Street, adding an estimated $698K. The largest seller was LPL Financial, exiting entirely with an estimated $310K sold.

  • 24 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q1 2019, up from 19 in Q4 2018.
  • Funds reported $6.53M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q1 2019, up 36% quarter-over-quarter.
  • 7 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q1 2019 and 2 closed out, a net change of +5 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q1 2019 was Jane Street, an estimated $698K added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q1 2019 was LPL Financial, an estimated $310K sold.

Based on aggregated 13F filings for Q1 2019.