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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

112 hedge funds and large institutions have $260M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 57 increasing their positions, 11 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

418% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 11

170% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 10

26% more capital invested

Capital invested by funds: $206M → $260M (+$53.8M)

17% more funds holding

Funds holding: 96 → 112 (+16)

1.18% less ownership

Funds ownership: 48.05% → 46.87% (-1.2%)

Holders
112
Holders Change
+16
Holders Change %
+16.67%
% of All Funds
1.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
27
Increased
57
Reduced
11
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$9.88M
2
Morgan Stanley
Morgan Stanley
New York
+$7.29M
3
Wells Fargo
Wells Fargo
California
+$7.02M
4
LPL Financial
LPL Financial
California
+$6.45M
5
3F
360 Financial
Minnesota
+$6.2M

Top Sellers

1
Jane Street
Jane Street
New York
-$12.1M
2
HT
HAP Trading
New York
-$3.93M
3
HF
HRT Financial
New York
-$1.74M
4
LFAS
Level Four Advisory Services
Texas
-$1.44M
5
ARC
Advisor Resource Council
Texas
-$641K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$32M +$7.29M +75,590 +28%
Bank of America
2
Bank of America
North Carolina
$25.2M +$9.88M +102,453 +60%
UBS Group
3
UBS Group
Switzerland
$21.6M +$3.17M +32,937 +16%
LPL Financial
4
LPL Financial
California
$20.9M +$6.45M +66,897 +42%
PAG
5
Private Advisor Group
New Jersey
$17.6M +$3.17M +32,847 +21%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$11.4M +$2.61M +27,093 +28%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$9.45M +$3.63M +37,647 +58%
Ameriprise
8
Ameriprise
Minnesota
$8.54M +$1.37M +14,202 +18%
CAN
9
Cetera Advisor Networks
California
$7.4M +$2.07M +21,501 +37%
Wells Fargo
10
Wells Fargo
California
$6.96M +$7.02M +72,801 +3,142%
Jane Street
11
Jane Street
New York
$6.21M -$12.1M -125,846 -65%
3F
12
360 Financial
Minnesota
$5.96M +$6.2M +64,369 New
FHC
13
First Heartland Consultants
Missouri
$4.56M +$841K +8,730 +22%
Stifel Financial
14
Stifel Financial
Missouri
$3.98M +$338K +3,511 +9%
KAS
15
Kestra Advisory Services
Texas
$3.97M +$644K +6,682 +18%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$3.89M +$833K +8,642 +26%
Osaic Holdings
17
Osaic Holdings
Arizona
$3.75M +$820K +8,507 +27%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$3.75M +$1.5M +15,553 +62%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$3.35M +$499K +5,181 +17%
CWM
20
Concentrum Wealth Management
California
$2.8M +$52.1K +541 +2%
RJA
21
Raymond James & Associates
Florida
$2.71M +$601K +6,230 +27%
AOG
22
Alpha Omega Group
Virginia
$2.66M +$21.6K +224 +0.8%
SC
23
Scotia Capital
Ontario, Canada
$2.65M +$273K +2,828 +11%
Citadel Advisors
24
Citadel Advisors
Florida
$2.49M +$1.94M +20,131 +297%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$2.45M +$1.79M +18,544 +235%
1
2 3 4 5

GRID Hedge Fund Activity: Q3 2021 in Review

112 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q3 2021, worth a combined $260M — up 26% from $206M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new GRID positions and 10 closed out — a net gain of 17 holders — while 57 added to existing stakes and 11 trimmed.

The largest buyer was Bank of America, adding an estimated $9.88M. The largest seller was Jane Street, cutting an estimated $12.1M.

  • 112 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q3 2021, up from 96 in Q2 2021.
  • Funds reported $260M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q3 2021, up 26% quarter-over-quarter.
  • 27 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q3 2021 and 10 closed out, a net change of +17 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q3 2021 was Bank of America, an estimated $9.88M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q3 2021 was Jane Street, an estimated $12.1M sold.

Based on aggregated 13F filings for Q3 2021.