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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

18 hedge funds and large institutions have $8.36M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2020 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 2

3.22% more ownership

Funds ownership: 26.56%29.78% (+3.2%)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

5% less capital invested

Capital invested by funds: $8.8M → $8.36M (-$443K)

10% less funds holding

Funds holding: 2018 (-2)

Holders
18
Holders Change
-2
Holders Change %
-10%
% of All Funds
0.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
2
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3M +$81.8K +1,559 +2%
Jane Street
2
Jane Street
New York
$1.62M +$889K +16,940 +81%
Bank of America
3
Bank of America
North Carolina
$1.06M +$416K +7,930 +47%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$657K +$805K +15,326 New
LPL Financial
5
LPL Financial
California
$434K +$235K +4,477 +79%
UBS Group
6
UBS Group
Switzerland
$388K +$88.4K +1,684 +23%
FAAS
7
First Allied Advisory Services
California
$368K -$26.4K -502 -6%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$344K +$111K +2,117 +36%
Osaic Holdings
9
Osaic Holdings
Arizona
$181K +$222K +4,238 New
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$115K
Wells Fargo
11
Wells Fargo
California
$80K -$13K -248 -12%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$61K +$6.3K +120 +9%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$13K
William Blair & Company
14
William Blair & Company
Illinois
$10K +$12.2K +232 New
US Bancorp
15
US Bancorp
Minnesota
$9K
DWM
16
Darwin Wealth Management
Florida
$7K +$9.45K +180 New
GWM
17
Geneos Wealth Management
Colorado
$4K
CFB
18
Cullen/Frost Bankers
Texas
$3K
AWCI
19
Alpine Woods Capital Investors
New York
-$604K -11,000 Closed
PAG
20
Private Advisor Group
New Jersey
-$203K -3,704 Closed
IA
21
IFP Advisors
Florida
-$20.1K -382 Closed
EFSCE
22
Enterprise Financial Services Corp (EFSC)
Missouri
-$4.99K -95 Closed

GRID Hedge Fund Activity: Q1 2020 in Review

18 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q1 2020, worth a combined $8.36M — down 5% from $8.8M a quarter earlier.

Fund positioning in GRID was balanced in Q1 2020: 4 funds opened new positions, 4 closed out, 7 added to existing stakes and 2 trimmed.

The largest buyer was Jane Street, adding an estimated $889K. The largest seller was Alpine Woods Capital Investors, exiting entirely with an estimated $604K sold.

  • 18 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q1 2020, down from 20 in Q4 2019.
  • Funds reported $8.36M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q1 2020, down 5% quarter-over-quarter.
  • 4 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q1 2020 and 4 closed out, a net change of 0 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q1 2020 was Jane Street, an estimated $889K added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q1 2020 was Alpine Woods Capital Investors, an estimated $604K sold.

Based on aggregated 13F filings for Q1 2020.