First Allied Advisory Services’s First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund GRID Stock Holding History

First Allied Advisory Services’s Portfolio GRID Stock Details GRID Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$333K	Sell	5,286 -3,482	-40%	-$212K	0.01%	858
2020 Q2	$482K	Buy	8,768 +170	+2%	+$8.48K	0.02%	663
2020 Q1	$368K	Sell	8,598 -502	-6%	-$26.4K	0.02%	698
2019 Q4	$500K	Buy	9,100 +3	+0%	+$156	0.02%	712
2019 Q3	$451K	Buy	9,097 +984	+12%	+$47.5K	0.02%	714
2019 Q2	$392K	Buy	8,113 +623	+8%	+$28.5K	0.01%	776
2019 Q1	$327K	Buy	7,490 +31	+0.4%	+$1.35K	0.01%	828
2018 Q4	$291K	Buy	7,459 +498	+7%	+$21K	0.01%	793
2018 Q3	$330K	Hold	6,961	–	–	0.01%	872
2018 Q2	$339K	Buy	6,961 +1,712	+33%	+$86.4K	0.01%	833
2018 Q1	$260K	Buy	5,249 +20	+0.4%	+$1.03K	0.01%	935
2017 Q4	$265K	Buy	+5,229	New	+$262K	0.01%	929

Other funds holding GRID

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

AAS

Avantax Advisory Services Dallas, Texas $18.2B AUM 15.06% 1-Year Est. Return

First Allied Advisory Services's GRID Position: Q3 2020 in Review

First Allied Advisory Services reduced its First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) stake by 40% in Q3 2020, selling an estimated $212K and leaving 5,286 shares worth $333K. The position accounts for 0.01% of the portfolio, ranked #858.

First Allied Advisory Services first reported a position in GRID in Q4 2017 and has held it in 12 quarters since. The position peaked at $500K in Q4 2019. 22 funds tracked by Wall St. Rank hold GRID as of Q3 2020.

First Allied Advisory Services held 5,286 shares of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund worth $333K as of Q3 2020.
First Allied Advisory Services sold 3,482 First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund shares in Q3 2020, an estimated $212K.
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund made up 0.01% of First Allied Advisory Services's portfolio in Q3 2020, its #858 holding.
First Allied Advisory Services first reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in Q4 2017 and has held it in 12 quarters since.
First Allied Advisory Services's First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund position peaked at $500K in Q4 2019.
22 funds tracked by Wall St. Rank held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.