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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

21 hedge funds and large institutions have $7.29M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2019 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more capital invested

Capital invested by funds: $6.53M → $7.29M (+$759K)

0.22% more ownership

Funds ownership: 24.74%24.97% (+0.22%)

13% less funds holding

Funds holding: 2421 (-3)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

63% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 8

Holders
21
Holders Change
-3
Holders Change %
-12.5%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
3
Reduced
8
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$2.11M +$629K +13,748 +46%
Morgan Stanley
2
Morgan Stanley
New York
$2.02M +$65.1K +1,423 +4%
AWCI
3
Alpine Woods Capital Investors
New York
$676K
UBS Group
4
UBS Group
Switzerland
$603K -$150K -3,277 -21%
Bank of America
5
Bank of America
North Carolina
$491K -$50.1K -1,095 -10%
FAAS
6
First Allied Advisory Services
California
$392K +$28.5K +623 +8%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$290K -$10.7K -235 -4%
LPL Financial
8
LPL Financial
California
$208K +$196K +4,297 New
Carson Wealth (CWM LLC)
9
Carson Wealth (CWM LLC)
Nebraska
$115K
Wells Fargo
10
Wells Fargo
California
$102K +$96.7K +2,115 New
AG
11
Advisor Group
Arizona
$97K -$8.64K -189 -9%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$85K -$11.4K -250 -12%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$43K
US Bancorp
14
US Bancorp
Minnesota
$28K -$34.2K -747 -57%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$14K
TCOV
16
Trust Company of Vermont
Vermont
$4K -$33.1K -725 -90%
GWM
17
Geneos Wealth Management
Colorado
$4K -$4.57K -100 -50%
EFSCE
18
Enterprise Financial Services Corp (EFSC)
Missouri
$4K
CFB
19
Cullen/Frost Bankers
Texas
$3K
Citadel Advisors
20
Citadel Advisors
Florida
-$343K -7,880 Closed
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
-$220K -5,050 Closed
SQA
22
Simon Quick Advisors
New Jersey
-$22K -501 Closed
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
-$21K -488 Closed
SWM
24
SeaCrest Wealth Management
New York
-$11K -250 Closed
WCM
25
WealthBridge Capital Management
Ohio
-$3K -75 Closed

GRID Hedge Fund Activity: Q2 2019 in Review

21 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q2 2019, worth a combined $7.29M — up 12% from $6.53M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of GRID and 3 opened new positions — a net loss of 3 holders — while 8 trimmed existing stakes and 3 added.

The largest buyer was Jane Street, adding an estimated $629K. The largest seller was Citadel Advisors, exiting entirely with an estimated $343K sold.

  • 21 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q2 2019, down from 24 in Q1 2019.
  • Funds reported $7.29M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q2 2019, up 12% quarter-over-quarter.
  • 3 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q2 2019 and 6 closed out, a net change of -3 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q2 2019 was Jane Street, an estimated $629K added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q2 2019 was Citadel Advisors, an estimated $343K sold.

Based on aggregated 13F filings for Q2 2019.