First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
15 hedge funds and large institutions have $2.68M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2016 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 0 closing their positions.
33% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 3
6% less funds holding
Funds holding: 16 → 15 (-1)
23% less capital invested
Capital invested by funds: $3.49M → $2.68M (-$808K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$21.9K |
| 2 |
Morgan Stanley
New York
|
+$11.7K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$11.5K |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$38 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$152K |
| 2 |
TRCT
Tower Research Capital (TRC)
New York
|
-$4.36K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$3.91K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
1
SG Americas Securities
New York
| $1.15M | – | – | – |
|
|
2
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $724K | -$3.91K | -104 | -0.6% |
|
|
3
Jane Street
New York
| $261K | -$152K | -4,054 | -38% |
|
|
4
UBS Group
Zurich,
Switzerland
| $210K | +$21.9K | +582 | +12% |
|
|
5
Morgan Stanley
New York
| $161K | +$11.7K | +312 | +8% |
|
|
TC
6
Trust Company
Manhattan,
Kansas
| $66K | – | – | – |
|
7
Royal Bank of Canada
Toronto,
Ontario, Canada
| $33K | – | – | – |
|
|
8
Bank of America
Charlotte,
North Carolina
| $26K | +$11.5K | +305 | +90% |
|
9
Wells Fargo
San Francisco,
California
| $18K | – | – | – |
|
|
LTFS
10
Ladenburg Thalmann Financial Services
Miami,
Florida
| $13K | +$38 | +1 | +0.3% |
|
|
GI
11
Gradient Investments
Arden Hills,
Minnesota
| $11K | – | – | – |
|
12
US Bancorp
Minneapolis,
Minnesota
| $4K | – | – | – |
|
|
TRCT
13
Tower Research Capital (TRC)
New York
| $3K | -$4.36K | -116 | -59% |
|
|
GWM
14
Geneos Wealth Management
Englewood,
Colorado
| $3K | – | – | – |
|
GRID Hedge Fund Activity: Q3 2016 in Review
15 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q3 2016, worth a combined $2.68M — down 23% from $3.49M a quarter earlier.
Fund positioning in GRID was balanced in Q3 2016: 0 funds opened new positions, 0 closed out, 4 added to existing stakes and 3 trimmed.
The largest buyer was UBS Group, adding an estimated $21.9K. The largest seller was Jane Street, cutting an estimated $152K.
- 15 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q3 2016, down from 16 in Q2 2016.
- Funds reported $2.68M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q3 2016, down 23% quarter-over-quarter.
- 0 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q3 2016 and 0 closed out.
- The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q3 2016 was UBS Group, an estimated $21.9K added.
- The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q3 2016 was Jane Street, an estimated $152K sold.
Based on aggregated 13F filings for Q3 2016.