Ladenburg Thalmann Financial Services’s First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund GRID Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio GRID Stock Details GRID Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$120K	Buy	2,188 +1,081	+98%	+$56.2K	﹤0.01%	2873
2019 Q3	$55K	Buy	1,107 +224	+25%	+$10.8K	﹤0.01%	3371
2019 Q2	$43K	Hold	883	–	–	﹤0.01%	3559
2019 Q1	$38K	Sell	883 -69	-7%	-$3K	﹤0.01%	3589
2018 Q4	$37K	Sell	952 -2	-0.2%	-$85	﹤0.01%	3466
2018 Q3	$46K	Sell	954 -115	-11%	-$5.7K	﹤0.01%	3361
2018 Q2	$53K	Hold	1,069	–	–	﹤0.01%	3213
2018 Q1	$53K	Buy	1,069 +200	+23%	+$10.3K	﹤0.01%	3213
2017 Q4	$44K	Buy	869 +101	+13%	+$5.07K	﹤0.01%	3309
2017 Q3	$38K	Hold	768	–	–	﹤0.01%	3292
2017 Q2	$33K	Buy	768 +443	+136%	+$19K	﹤0.01%	3291
2017 Q1	$14K	Hold	325	–	–	﹤0.01%	3775
2016 Q4	$13K	Buy	325 +1	+0.3%	+$40	﹤0.01%	3733
2016 Q3	$13K	Buy	324 +1	+0.3%	+$38	﹤0.01%	3664
2016 Q2	$11K	Buy	323 +2	+0.6%	+$71	﹤0.01%	3716
2016 Q1	$11K	Hold	321	–	–	﹤0.01%	3638
2015 Q4	$11K	Buy	321 +140	+77%	+$4.59K	﹤0.01%	3613
2015 Q3	$6K	Buy	+181	New	+$6.03K	﹤0.01%	3829

Other funds holding GRID

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AWCI

Alpine Woods Capital Investors Purchase, New York $417M AUM 26.83% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Ladenburg Thalmann Financial Services's GRID Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) stake by 98% in Q4 2019, buying an estimated $56.2K and bringing the position to 2,188 shares worth $120K. The position accounts for ﹤0.01% of the portfolio, ranked #2873.

Ladenburg Thalmann Financial Services first reported a position in GRID in Q3 2015 and has held it in 18 quarters since. 20 funds tracked by Wall St. Rank hold GRID as of Q4 2019.

Ladenburg Thalmann Financial Services held 2,188 shares of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund worth $120K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 1,081 First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund shares in Q4 2019, an estimated $56.2K.
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2873 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in Q3 2015 and has held it in 18 quarters since.
20 funds tracked by Wall St. Rank held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.