Advisor Group’s First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund GRID Stock Holding History

Advisor Group’s Portfolio GRID Stock Details GRID Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$134K	Hold	2,456	–	–	﹤0.01%	2715
2019 Q3	$122K	Buy	2,456 +425	+21%	+$20.5K	﹤0.01%	2742
2019 Q2	$97K	Sell	2,031 -189	-9%	-$8.64K	﹤0.01%	2882
2019 Q1	$97K	Sell	2,220 -499	-18%	-$21.7K	﹤0.01%	2890
2018 Q4	$106K	Buy	2,719 +319	+13%	+$13.5K	﹤0.01%	2610
2018 Q3	$114K	Buy	2,400 +45	+2%	+$2.23K	﹤0.01%	2659
2018 Q2	$114K	Hold	2,355	–	–	﹤0.01%	2425
2018 Q1	$117K	Sell	2,355 -90	-4%	-$4.62K	﹤0.01%	2439
2017 Q4	$125K	Buy	2,445 +752	+44%	+$37.8K	﹤0.01%	2394
2017 Q3	$83K	Buy	1,693 +1,102	+186%	+$50.9K	﹤0.01%	2557
2017 Q2	$26K	Buy	591 +466	+373%	+$20K	﹤0.01%	3322
2017 Q1	$5K	Buy	+125	New	+$5.13K	﹤0.01%	4107

Other funds holding GRID

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AWCI

Alpine Woods Capital Investors Purchase, New York $417M AUM 26.83% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Advisor Group's GRID Position: Q4 2019 in Review

Advisor Group held its First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) position steady in Q4 2019 at 2,456 shares worth $134K. The position accounts for ﹤0.01% of the portfolio, ranked #2715.

Advisor Group first reported a position in GRID in Q1 2017 and has held it in 12 quarters since. 20 funds tracked by Wall St. Rank hold GRID as of Q4 2019.

Advisor Group held 2,456 shares of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund worth $134K as of Q4 2019.
Advisor Group left its First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund share count unchanged in Q4 2019.
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #2715 holding.
Advisor Group first reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in Q1 2017 and has held it in 12 quarters since.
20 funds tracked by Wall St. Rank held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.