First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
13 hedge funds and large institutions have $1.77M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2015 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 5 reducing their positions, and closing their positions.
18% more funds holding
Funds holding: 11 → 13 (+2)
10% more capital invested
Capital invested by funds: $1.61M → $1.77M (+$167K)
60% less repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 5
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$339K |
| 2 |
PIM
Progressive Investment Management
Lake Oswego,
Oregon
|
+$97.5K |
| 3 |
GI
Gradient Investments
Arden Hills,
Minnesota
|
+$8.76K |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$4.59K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$337K |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$11K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
-$5.35K |
| 4 |
Morgan Stanley
New York
|
-$5.05K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
-$1.54K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $1.04M | +$339K | +10,331 | +48% |
|
|
2
UBS Group
Zurich,
Switzerland
| $283K | -$337K | -10,267 | -55% |
|
|
3
Morgan Stanley
New York
| $169K | -$5.05K | -154 | -3% |
|
|
PIM
4
Progressive Investment Management
Lake Oswego,
Oregon
| $99K | +$97.5K | +2,973 | New |
|
|
5
Royal Bank of Canada
Toronto,
Ontario, Canada
| $86K | -$11K | -335 | -12% |
|
|
6
Bank of America
Charlotte,
North Carolina
| $57K | -$1.54K | -47 | -3% |
|
7
Wells Fargo
San Francisco,
California
| $18K | – | – | – |
|
|
LTFS
8
Ladenburg Thalmann Financial Services
Miami,
Florida
| $11K | +$4.59K | +140 | +77% |
|
|
GI
9
Gradient Investments
Arden Hills,
Minnesota
| $9K | +$8.76K | +267 | New |
|
10
US Bancorp
Minneapolis,
Minnesota
| $3K | – | – | – |
|
|
TRCT
11
Tower Research Capital (TRC)
New York
| $1K | -$5.35K | -163 | -79% |
|
GRID Hedge Fund Activity: Q4 2015 in Review
13 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q4 2015, worth a combined $1.77M — up 10% from $1.61M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new GRID positions and 0 closed out — a net gain of 2 holders — while 2 added to existing stakes and 5 trimmed.
The largest buyer was Susquehanna International Group, adding an estimated $339K. The largest seller was UBS Group, cutting an estimated $337K.
- 13 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q4 2015, up from 11 in Q3 2015.
- Funds reported $1.77M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q4 2015, up 10% quarter-over-quarter.
- 2 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q4 2015 and 0 closed out, a net change of +2 holders.
- The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q4 2015 was Susquehanna International Group, an estimated $339K added.
- The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q4 2015 was UBS Group, an estimated $337K sold.
Based on aggregated 13F filings for Q4 2015.