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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

43 hedge funds and large institutions have $53M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2020 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 15 increasing their positions, 2 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

650% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 2

140% more capital invested

Capital invested by funds: $22.1M → $53M (+$30.9M)

95% more funds holding

Funds holding: 22 → 43 (+21)

0.99% less ownership

Funds ownership: 38.9% → 37.91% (-0.99%)

Holders
43
Holders Change
+21
Holders Change %
+95.45%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
15
Reduced
2
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$2.41M
2
Jane Street
Jane Street
New York
+$2.17M
3
LPL Financial
LPL Financial
California
+$1.97M
4
Ameriprise
Ameriprise
Minnesota
+$1.77M
5
PAG
Private Advisor Group
New Jersey
+$1.72M

Top Sellers

Rank Fund Capital Flow
1
SFS
Sowell Financial Services
Arkansas
-$215K
2
AAS
Avantax Advisory Services
Texas
-$64.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
PAG
1
Private Advisor Group
New Jersey
$11.7M +$1.72M +23,790 +20%
Morgan Stanley
2
Morgan Stanley
New York
$10.6M +$2.41M +33,367 +34%
Bank of America
3
Bank of America
North Carolina
$5.81M +$1.41M +19,577 +38%
LPL Financial
4
LPL Financial
California
$4.15M +$1.97M +27,246 +114%
Ameriprise
5
Ameriprise
Minnesota
$2.66M +$1.77M +24,527 +295%
Jane Street
6
Jane Street
New York
$2.44M +$2.17M +30,102 New
FAIM
7
Financial Advocates Investment Management
Washington
$1.69M +$1.5M +20,805 New
UBS Group
8
UBS Group
Switzerland
$1.57M +$1.25M +17,384 +888%
AI
9
Atria Investments
North Carolina
$1.36M +$1.22M +16,843 New
Osaic Holdings
10
Osaic Holdings
Arizona
$1.36M +$811K +11,242 +204%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.26M +$598K +8,283 +115%
Thrivent Financial for Lutherans
12
Thrivent Financial for Lutherans
Minnesota
$814K – – –
Citadel Advisors
13
Citadel Advisors
Florida
$758K +$675K +9,360 New
3AM
14
3EDGE Asset Management
Florida
$692K +$617K +8,547 New
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$686K +$612K +8,475 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$584K +$18K +249 +4%
WS
17
Wedbush Securities
California
$575K +$47.9K +664 +10%
APA
18
American Portfolios Advisors
New York
$468K +$417K +5,775 New
RJFSA
19
Raymond James Financial Services Advisors
Florida
$386K +$343K +4,760 New
RJA
20
Raymond James & Associates
Florida
$370K +$330K +4,570 New
CCFM
21
Clear Creek Financial Management
Washington
$340K +$303K +4,202 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$296K +$264K +3,655 New
AAS
23
Avantax Advisory Services
Texas
$280K -$64.2K -890 -21%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$261K +$232K +3,217 New
OIA
25
OneDigital Investment Advisors
Kansas
$236K +$210K +2,911 New
1
2

GRID Hedge Fund Activity: Q4 2020 in Review

43 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q4 2020, worth a combined $53M — up 140% from $22.1M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new GRID positions and 0 closed out — a net gain of 22 holders — while 15 added to existing stakes and 2 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.41M. The largest seller was Sowell Financial Services, cutting an estimated $215K.

  • 43 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q4 2020, up from 22 in Q3 2020.
  • Funds reported $53M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q4 2020, up 140% quarter-over-quarter.
  • 22 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q4 2020 and 0 closed out, a net change of +22 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q4 2020 was Morgan Stanley, an estimated $2.41M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q4 2020 was Sowell Financial Services, an estimated $215K sold.

Based on aggregated 13F filings for Q4 2020.