First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
10 hedge funds and large institutions have $2.6M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2014 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
0% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 3
1% less capital invested
Capital invested by funds: $2.63M → $2.6M (-$35K)
9% less funds holding
Funds holding: 11 → 10 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$8.39K |
| 2 |
Morgan Stanley
New York
|
+$6.68K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
+$6.64K |
| 4 |
Parallax Volatility Advisers
San Francisco,
California
|
+$35 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VKH
Virtu KCG Holdings
New York
|
-$62.1K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$12.6K |
| 3 |
NFG
Next Financial Group
Houston,
Texas
|
-$4K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$3.5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
VKH
1
Virtu KCG Holdings
New York
| $1.45M | -$62.1K | -1,776 | -4% |
|
2
UBS Group
Zurich,
Switzerland
| $704K | +$689K | +19,701 | New |
|
|
3
Morgan Stanley
New York
| $190K | +$6.68K | +191 | +4% |
|
|
4
Bank of America
Charlotte,
North Carolina
| $142K | -$12.6K | -361 | -8% |
|
|
5
Royal Bank of Canada
Toronto,
Ontario, Canada
| $74K | +$8.39K | +240 | +13% |
|
|
TRCT
6
Tower Research Capital (TRC)
New York
| $21K | +$6.64K | +190 | +48% |
|
|
7
Wells Fargo
San Francisco,
California
| $12K | -$3.5K | -100 | -23% |
|
8
US Bancorp
Minneapolis,
Minnesota
| $4K | – | – | – |
|
|
NFG
9
Next Financial Group
Houston,
Texas
| – | -$4K | -100 | Closed |
|
|
10
Parallax Volatility Advisers
San Francisco,
California
| – | +$35 | +1 | New |
|
GRID Hedge Fund Activity: Q4 2014 in Review
10 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q4 2014, worth a combined $2.6M — down 1.3% from $2.63M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new GRID positions and 1 closed out — a net gain of 1 holder — while 3 added to existing stakes and 3 trimmed.
The largest buyer was Royal Bank of Canada, adding an estimated $8.39K. The largest seller was Virtu KCG Holdings, cutting an estimated $62.1K.
- 10 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q4 2014, down from 11 in Q3 2014.
- Funds reported $2.6M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q4 2014, down 1.3% quarter-over-quarter.
- 2 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q4 2014 and 1 closed out, a net change of +1 holder.
- The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q4 2014 was Royal Bank of Canada, an estimated $8.39K added.
- The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q4 2014 was Virtu KCG Holdings, an estimated $62.1K sold.
Based on aggregated 13F filings for Q4 2014.