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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

154 hedge funds and large institutions have $401M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2021 Q4 according to their latest regulatory filings, with 51 funds opening new positions, 63 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

629% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 7

250% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 18

55% more capital invested

Capital invested by funds: $260M → $401M (+$142M)

38% more funds holding

Funds holding: 112154 (+42)

2.56% more ownership

Funds ownership: 46.87%49.44% (+2.6%)

Holders
154
Holders Change
+42
Holders Change %
+37.5%
% of All Funds
2.37%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
51
Increased
63
Reduced
18
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$47.6M +$11.8M +117,734 +34%
Bank of America
2
Bank of America
North Carolina
$36.7M +$8.65M +85,946 +32%
IFG
3
Independent Financial Group
California
$35.9M +$35.2M +349,588 New
LPL Financial
4
LPL Financial
California
$29.8M +$6.4M +63,649 +28%
UBS Group
5
UBS Group
Switzerland
$27M +$3.01M +29,897 +13%
PAG
6
Private Advisor Group
New Jersey
$20.1M +$603K +5,989 +3%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$15M +$2.26M +22,488 +18%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$14.6M +$4.05M +40,289 +39%
Ameriprise
9
Ameriprise
Minnesota
$12.5M +$2.94M +29,220 +32%
CAN
10
Cetera Advisor Networks
California
$11.7M +$3.41M +33,920 +42%
Wells Fargo
11
Wells Fargo
California
$11.1M +$3.35M +33,317 +44%
3F
12
360 Financial
Minnesota
$7.86M +$1.23M +12,230 +19%
Osaic Holdings
13
Osaic Holdings
Arizona
$6.58M +$2.37M +23,522 +58%
MD
14
Money Design
Japan
$6.28M +$6.16M +61,258 New
KAS
15
Kestra Advisory Services
Texas
$5.58M +$1.15M +11,460 +27%
Stifel Financial
16
Stifel Financial
Missouri
$5.37M +$945K +9,388 +22%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$5.17M +$1.43M +14,259 +39%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$5.08M +$909K +9,031 +22%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$4.13M -$172K -1,709 -4%
SI
20
Stephens Inc
Arkansas
$3.81M +$3.73M +37,071 New
RJA
21
Raymond James & Associates
Florida
$3.42M +$410K +4,071 +14%
CWM
22
Concentrum Wealth Management
California
$3.2M +$96.4K +958 +3%
SC
23
Scotia Capital
Ontario, Canada
$3.04M +$101K +1,001 +3%
AOG
24
Alpha Omega Group
Virginia
$2.86M -$79.1K -786 -3%
Mariner
25
Mariner
Kansas
$2.34M +$2.3M +22,813 New

GRID Hedge Fund Activity: Q4 2021 in Review

154 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q4 2021, worth a combined $401M — up 55% from $260M a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new GRID positions and 7 closed out — a net gain of 44 holders — while 63 added to existing stakes and 18 trimmed.

The largest buyer was Independent Financial Group, opening a new position worth an estimated $35.2M. The largest seller was Jane Street, cutting an estimated $6.27M.

  • 154 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q4 2021, up from 112 in Q3 2021.
  • Funds reported $401M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q4 2021, up 55% quarter-over-quarter.
  • 51 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q4 2021 and 7 closed out, a net change of +44 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q4 2021 was Independent Financial Group, an estimated $35.2M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q4 2021 was Jane Street, an estimated $6.27M sold.

Based on aggregated 13F filings for Q4 2021.