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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

22 hedge funds and large institutions have $22.1M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 3

125% more capital invested

Capital invested by funds: $9.81M → $22.1M (+$12.3M)

13.49% more ownership

Funds ownership: 25.41%38.9% (+13%)

0% more funds holding

Funds holding: 2222 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
12
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
1
Private Advisor Group
New Jersey
$7.63M +$7.15M +117,500 +3,452%
Morgan Stanley
2
Morgan Stanley
New York
$6.16M +$2.52M +41,398 +74%
Bank of America
3
Bank of America
North Carolina
$3.29M +$811K +13,329 +34%
LPL Financial
4
LPL Financial
California
$1.51M +$814K +13,389 +126%
Ameriprise
5
Ameriprise
Minnesota
$524K +$217K +3,574 +75%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$456K -$29.6K -486 -6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$438K +$326K +5,353 +334%
WS
8
Wedbush Securities
California
$406K +$111K +1,830 +40%
Osaic Holdings
9
Osaic Holdings
Arizona
$347K +$20.4K +335 +6%
FAAS
10
First Allied Advisory Services
California
$333K -$212K -3,482 -40%
AAS
11
Avantax Advisory Services
Texas
$273K +$264K +4,335 New
SFS
12
Sowell Financial Services
Arkansas
$193K +$8.82K +145 +5%
Wells Fargo
13
Wells Fargo
California
$137K
UBS Group
14
UBS Group
Switzerland
$123K -$198K -3,254 -62%
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$115K
William Blair & Company
16
William Blair & Company
Illinois
$92K
BFEC
17
Benjamin F. Edwards & Company
Missouri
$42K +$22.8K +374 +126%
GWM
18
Geneos Wealth Management
Colorado
$18K +$12.2K +200 +200%
KTC
19
Kistler-Tiffany Companies
Pennsylvania
$9K +$9.13K +150 New
Citigroup
20
Citigroup
New York
$6K
CFB
21
Cullen/Frost Bankers
Texas
$6K +$2.13K +35 +54%
MF
22
Manchester Financial
California
$3K +$3.04K +50 New
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
-$769K -14,009 Closed
Jane Street
24
Jane Street
New York
-$454K -8,263 Closed
CAN
25
Cetera Advisor Networks
California
-$15K -270 Closed

GRID Hedge Fund Activity: Q3 2020 in Review

22 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q3 2020, worth a combined $22.1M — up 125% from $9.81M a quarter earlier.

Fund positioning in GRID was balanced in Q3 2020: 3 funds opened new positions, 3 closed out, 12 added to existing stakes and 3 trimmed.

The largest buyer was Private Advisor Group, adding an estimated $7.15M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $769K sold.

  • 22 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $22.1M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q3 2020, up 125% quarter-over-quarter.
  • 3 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q3 2020 and 3 closed out, a net change of 0 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q3 2020 was Private Advisor Group, an estimated $7.15M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q3 2020 was Susquehanna International Group, an estimated $769K sold.

Based on aggregated 13F filings for Q3 2020.