First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
11 hedge funds and large institutions have $2.01M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2013 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 1 closing their positions.
33% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 3
11% more capital invested
Capital invested by funds: $1.8M → $2.01M (+$201K)
0% more funds holding
Funds holding: 11 → 11 (0)
0% more first-time investments, than exits
New positions opened: 1 | Existing positions closed: 1
Top Buyers
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$389K |
| 2 |
U
UBS
Zurich,
Switzerland
|
+$110K |
| 3 |
Morgan Stanley
New York
|
+$19.6K |
| 4 |
TRCT
Tower Research Capital (TRC)
New York
|
+$7.34K |
Top Sellers
| 1 |
Jane Street
New York
|
-$318K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$141K |
| 3 |
MFS
MSI Financial Services
Springfield,
Massachusetts
|
-$10K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$3.53K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Royal Bank of Canada
Toronto,
Ontario, Canada
| $741K | +$389K | +11,025 | +116% |
|
|
U
2
UBS
Zurich,
Switzerland
| $513K | +$110K | +3,130 | +28% |
|
|
3
Jane Street
New York
| $259K | -$318K | -9,001 | -56% |
|
|
4
Morgan Stanley
New York
| $235K | +$19.6K | +557 | +9% |
|
|
5
Bank of America
Charlotte,
North Carolina
| $166K | -$141K | -4,008 | -47% |
|
|
TRCT
6
Tower Research Capital (TRC)
New York
| $34K | +$7.34K | +208 | +29% |
|
|
WEC
7
Winslow Evans & Crocker
Boston,
Massachusetts
| $25K | +$24.7K | +700 | New |
|
|
8
Wells Fargo
San Francisco,
California
| $17K | -$3.53K | -100 | -18% |
|
|
PAS
9
Partnervest Advisory Services
Santa Barbara,
California
| $12K | – | – | – |
|
10
US Bancorp
Minneapolis,
Minnesota
| $4K | – | – | – |
|
|
MFS
11
MSI Financial Services
Springfield,
Massachusetts
| – | -$10K | -300 | Closed |
|
GRID Hedge Fund Activity: Q4 2013 in Review
11 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q4 2013, worth a combined $2.01M — up 11% from $1.8M a quarter earlier.
Fund positioning in GRID was balanced in Q4 2013: 1 fund opened new positions, 1 closed out, 4 added to existing stakes and 3 trimmed.
The largest buyer was Royal Bank of Canada, adding an estimated $389K. The largest seller was Jane Street, cutting an estimated $318K.
- 11 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q4 2013, unchanged from Q3 2013.
- Funds reported $2.01M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q4 2013, up 11% quarter-over-quarter.
- 1 fund opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q4 2013 and 1 closed out, a net change of 0 holders.
- The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q4 2013 was Royal Bank of Canada, an estimated $389K added.
- The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q4 2013 was Jane Street, an estimated $318K sold.
Based on aggregated 13F filings for Q4 2013.