U
GRID

UBS’s First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund GRID Stock Holding History

UBS’s Portfolio GRID Stock Details GRID Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$705K Buy
19,868
+37
+0.2% +$1.36K ﹤0.01% 3940
2014
Q2 		$748K Buy
19,831
+177
+0.9% +$6.68K ﹤0.01% 3831
2014
Q1 		$766K Buy
19,654
+5,456
+38% +$207K ﹤0.01% 3769
2013
Q4 		$513K Buy
14,198
+3,130
+28% +$110K ﹤0.01% 4306
2013
Q3 		$375K Buy
11,068
+3,165
+40% +$105K ﹤0.01% 4473
2013
Q2 		$247K Buy
+7,903
New +$254K ﹤0.01% 4870

Other funds holding GRID

VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
US Bancorp
US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return
GSC
Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return

UBS's GRID Position: Q3 2014 in Review

UBS increased its First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) stake by 0.19% in Q3 2014, buying an estimated $1.36K and bringing the position to 19,868 shares worth $705K. The position accounts for ﹤0.01% of the portfolio, ranked #3940.

UBS first reported a position in GRID in Q2 2013 and has held it in 6 quarters since. The position peaked at $766K in Q1 2014. 11 funds tracked by Wall St. Rank hold GRID as of Q3 2014.

  • UBS held 19,868 shares of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund worth $705K as of Q3 2014.
  • UBS bought 37 First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund shares in Q3 2014, an estimated $1.36K.
  • First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3940 holding.
  • UBS first reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in Q2 2013 and has held it in 6 quarters since.
  • UBS's First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund position peaked at $766K in Q1 2014.
  • 11 funds tracked by Wall St. Rank held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.