GSC
GRID

Ground Swell Capital’s First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund GRID Stock Holding History

Ground Swell Capital’s Portfolio GRID Stock Details GRID Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$2K Sell
52
-448
-90% -$16.5K ﹤0.01% 1891
2014
Q2 		$19K Buy
+500
New +$18.9K 0.04% 425

Other funds holding GRID

VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
US Bancorp
US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Ground Swell Capital's GRID Position: Q3 2014 in Review

Ground Swell Capital reduced its First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) stake by 90% in Q3 2014, selling an estimated $16.5K and leaving 52 shares worth $2K. The position accounts for ﹤0.01% of the portfolio, ranked #1891.

Ground Swell Capital first reported a position in GRID in Q2 2014 and has held it in 2 quarters since. The position peaked at $19K in Q2 2014. 11 funds tracked by Wall St. Rank hold GRID as of Q3 2014.

  • Ground Swell Capital held 52 shares of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund worth $2K as of Q3 2014.
  • Ground Swell Capital sold 448 First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund shares in Q3 2014, an estimated $16.5K.
  • First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund made up ﹤0.01% of Ground Swell Capital's portfolio in Q3 2014, its #1891 holding.
  • Ground Swell Capital first reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in Q2 2014 and has held it in 2 quarters since.
  • Ground Swell Capital's First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund position peaked at $19K in Q2 2014.
  • 11 funds tracked by Wall St. Rank held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.