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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$341M +$107M +743,315 +49%
Bank of America
2
Bank of America
North Carolina
$219M +$36.6M +254,139 +21%
LPL Financial
3
LPL Financial
California
$181M +$43.3M +300,737 +34%
HIIFS
4
Harel Insurance Investments & Financial Services
Israel
$157M +$149M +1,037,000 New
UBS Group
5
UBS Group
Switzerland
$146M +$27.6M +191,907 +25%
Wells Fargo
6
Wells Fargo
California
$108M +$31.2M +217,101 +43%
Raymond James Financial
7
Raymond James Financial
Florida
$73.8M +$23.1M +160,351 +49%
Ameriprise
8
Ameriprise
Minnesota
$68M +$19.5M +135,821 +43%
TIA
9
Traphagen Investment Advisors
New Jersey
$53M +$639K +4,441 +1%
GWM
10
Gitterman Wealth Management
New Jersey
$36.4M -$869K -6,043 -2%
Stifel Financial
11
Stifel Financial
Missouri
$35.2M +$4.79M +33,289 +17%
AFA
12
Arlington Financial Advisors
California
$35.1M +$350K +2,433 +1%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$30.4M +$2.94M +20,432 +11%
Fidelity International
14
Fidelity International
Bermuda
$30.2M +$3.41M +23,725 +13%
MIH
15
Meitav Investment House
Israel
$29.8M +$22.7K +158 +0.1%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$27.8M +$5M +34,747 +23%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$21.1M +$7.44M +51,682 +59%
MTWSIF
18
Mivtachim The Workers Social Insurance Fund
Israel
$20.1M
CAPTRUST Financial Advisors
19
CAPTRUST Financial Advisors
North Carolina
$19.5M +$771K +5,357 +4%
HighTower Advisors
20
HighTower Advisors
Illinois
$18.7M +$5.98M +41,583 +51%
KAS
21
Kestra Advisory Services
Texas
$18.3M -$771K -5,357 -4%
Osaic Holdings
22
Osaic Holdings
Arizona
$18.1M +$5.43M +37,735 +43%
KHLMVGHM
23
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet
Israel
$16.8M
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$16.6M +$6.34M +44,052 +67%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$16.6M +$2.91M +20,224 +23%