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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AssetMark Inc
1
AssetMark Inc
California
$95.9M +$95.3M +818,075 +7,158%
Morgan Stanley
2
Morgan Stanley
New York
$74.6M +$21.1M +180,946 +39%
Bank of America
3
Bank of America
North Carolina
$56.7M +$17.1M +147,120 +43%
LPL Financial
4
LPL Financial
California
$48.5M +$11.8M +101,175 +32%
TIA
5
Traphagen Investment Advisors
New Jersey
$33.6M +$2.32M +19,928 +7%
Wells Fargo
6
Wells Fargo
California
$33M +$3.59M +30,786 +12%
UBS Group
7
UBS Group
Switzerland
$32.6M +$4.47M +38,381 +16%
AFA
8
Arlington Financial Advisors
California
$24.7M +$182K +1,564 +0.7%
GWM
9
Gitterman Wealth Management
New Jersey
$20M -$932K -8,000 -4%
MTWSIF
10
Mivtachim The Workers Social Insurance Fund
Israel
$15M
KAS
11
Kestra Advisory Services
Texas
$14.7M +$490K +4,207 +3%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$12.9M +$3.12M +26,808 +31%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$12.8M +$4.15M +35,652 +47%
Osaic Holdings
14
Osaic Holdings
Arizona
$12.6M +$7.03M +60,313 +123%
BHB
15
Bank Hapoalim BM
Israel
$12.3M +$12.4M +106,500 New
PAG
16
Private Advisor Group
New Jersey
$12.2M +$1.06M +9,112 +9%
RJA
17
Raymond James & Associates
Florida
$11.7M +$4.05M +34,811 +52%
Jane Street
18
Jane Street
New York
$9.76M +$9.84M +84,468 New
Ameriprise
19
Ameriprise
Minnesota
$9.53M -$6.53M -56,069 -40%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$9.07M -$9.79K -84 -0.1%
CAPTRUST Financial Advisors
21
CAPTRUST Financial Advisors
North Carolina
$8.18M +$2.06M +17,682 +33%
LEA
22
Legacy Edge Advisors
New York
$6.84M +$2.04M +17,551 +42%
HighTower Advisors
23
HighTower Advisors
Illinois
$6.44M +$535K +4,592 +9%
PP
24
Prudential plc
United Kingdom
$6.41M +$2.85M +24,500 +79%
Cerity Partners
25
Cerity Partners
New York
$6.39M -$506K -4,345 -7%