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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WI
1
WBI Investments
New Jersey
$2.52M +$2.49M +49,505 New
Jane Street
2
Jane Street
New York
$1.66M -$547K -10,902 -25%
Stifel Financial
3
Stifel Financial
Missouri
$1.22M +$64.7K +1,288 +6%
Bank of America
4
Bank of America
North Carolina
$1.09M +$853 +17 +0.1%
UBS Group
5
UBS Group
Switzerland
$734K +$257K +5,123 +55%
Morgan Stanley
6
Morgan Stanley
New York
$539K +$99.6K +1,984 +23%
FAAS
7
First Allied Advisory Services
California
$265K +$262K +5,229 New
TCOV
8
Trust Company of Vermont
Vermont
$133K +$18.8K +375 +17%
AG
9
Advisor Group
Arizona
$125K +$37.8K +752 +44%
SWP
10
Stratos Wealth Partners
Ohio
$106K +$104K +2,069 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$78K
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$44K +$5.07K +101 +13%
AWA
13
Acorn Wealth Advisors
Michigan
$32K +$30.6K +610 New
Wells Fargo
14
Wells Fargo
California
$23K
MOS
15
MGO One Seven
Ohio
$19K +$19.1K +380 New
BFEC
16
Benjamin F. Edwards & Company
Missouri
$15K +$14.9K +296 New
GWM
17
Geneos Wealth Management
Colorado
$5K
US Bancorp
18
US Bancorp
Minnesota
$5K
PAG
19
Private Advisor Group
New Jersey
-$260K -5,230 Closed
SG Americas Securities
20
SG Americas Securities
New York
-$145K -2,963 Closed
TC
21
Trust Company
Kansas
-$82K -1,670 Closed