SG Americas Securities’s First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund GRID Stock Holding History

SG Americas Securities’s Portfolio GRID Stock Details GRID Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-2,963	Closed	-$145K	–	3372
2017 Q3	$145K	Sell	2,963 -27,041	-90%	-$1.25M	﹤0.01%	2871
2017 Q2	$1.31M	Buy	+30,004	New	+$1.29M	0.01%	1197
2017 Q1	–	Sell	-29,000	Closed	-$1.17M	–	3383
2016 Q4	$1.17M	Hold	29,000	–	–	0.01%	1205
2016 Q3	$1.15M	Hold	29,000	–	–	0.01%	1070
2016 Q2	$1.01M	Buy	+29,000	New	+$1.03M	0.01%	1283

Other funds holding GRID

WBI Investments Red Bank, New Jersey $362M AUM 23.75% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

TCOV

Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

SG Americas Securities's GRID Position: Q4 2017 in Review

SG Americas Securities sold out of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) in Q4 2017, closing a stake of 2,963 shares — an estimated $145K sold.

SG Americas Securities first reported a position in GRID in Q2 2016 and held it in 5 quarters. The position peaked at $1.31M in Q2 2017. 19 funds tracked by Wall St. Rank hold GRID as of Q4 2017.

SG Americas Securities reported no remaining First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund position as of Q4 2017 after selling out during the quarter.
SG Americas Securities sold 2,963 First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund shares in Q4 2017, an estimated $145K.
SG Americas Securities first reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in Q2 2016 and held it in 5 quarters.
SG Americas Securities's First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund position peaked at $1.31M in Q2 2017.
19 funds tracked by Wall St. Rank held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund as of Q4 2017.

Based on SG Americas Securities's 13F filing for Q4 2017, filed 24 Jan 2018.