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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3M +$81.8K +1,559 +2%
Jane Street
2
Jane Street
New York
$1.62M +$889K +16,940 +81%
Bank of America
3
Bank of America
North Carolina
$1.06M +$416K +7,930 +47%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$657K +$805K +15,326 New
LPL Financial
5
LPL Financial
California
$434K +$235K +4,477 +79%
UBS Group
6
UBS Group
Switzerland
$388K +$88.4K +1,684 +23%
FAAS
7
First Allied Advisory Services
California
$368K -$26.4K -502 -6%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$344K +$111K +2,117 +36%
Osaic Holdings
9
Osaic Holdings
Arizona
$181K +$222K +4,238 New
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$115K
Wells Fargo
11
Wells Fargo
California
$80K -$13K -248 -12%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$61K +$6.3K +120 +9%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$13K
William Blair & Company
14
William Blair & Company
Illinois
$10K +$12.2K +232 New
US Bancorp
15
US Bancorp
Minnesota
$9K
DWM
16
Darwin Wealth Management
Florida
$7K +$9.45K +180 New
GWM
17
Geneos Wealth Management
Colorado
$4K
CFB
18
Cullen/Frost Bankers
Texas
$3K
AWCI
19
Alpine Woods Capital Investors
New York
-$604K -11,000 Closed
PAG
20
Private Advisor Group
New Jersey
-$203K -3,704 Closed
IA
21
IFP Advisors
Florida
-$20.1K -382 Closed
EFSCE
22
Enterprise Financial Services Corp (EFSC)
Missouri
-$4.99K -95 Closed