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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.76M +$263K +6,038 +18%
Jane Street
2
Jane Street
New York
$1.3M +$698K +16,040 +116%
UBS Group
3
UBS Group
Switzerland
$687K +$67.8K +1,557 +11%
AWCI
4
Alpine Woods Capital Investors
New York
$610K
Bank of America
5
Bank of America
North Carolina
$492K -$54.3K -1,248 -10%
Citadel Advisors
6
Citadel Advisors
Florida
$343K +$343K +7,880 New
FAAS
7
First Allied Advisory Services
California
$327K +$1.35K +31 +0.4%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$272K +$272K +6,241 New
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$220K -$36K -827 -14%
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$115K +$54.3K +1,246 New
AG
11
Advisor Group
Arizona
$97K -$21.7K -499 -18%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$87K +$6.1K +140 +8%
US Bancorp
13
US Bancorp
Minnesota
$57K -$153K -3,512 -73%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$38K -$3K -69 -7%
TCOV
15
Trust Company of Vermont
Vermont
$35K -$29K -665 -45%
SQA
16
Simon Quick Advisors
New Jersey
$22K +$21.8K +501 New
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$21K +$21.3K +488 New
BFEC
18
Benjamin F. Edwards & Company
Missouri
$13K
SWM
19
SeaCrest Wealth Management
New York
$11K
GWM
20
Geneos Wealth Management
Colorado
$8K
EFSCE
21
Enterprise Financial Services Corp (EFSC)
Missouri
$4K +$4.14K +95 New
WCM
22
WealthBridge Capital Management
Ohio
$3K
CFB
23
Cullen/Frost Bankers
Texas
$3K +$2.83K +65 New
LPL Financial
24
LPL Financial
California
-$310K -7,935 Closed
MOS
25
MGO One Seven
Ohio
-$14K -380 Closed