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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.34M +$356K +8,429 +32%
UBS Group
2
UBS Group
Switzerland
$554K +$27.8K +657 +5%
AWCI
3
Alpine Woods Capital Investors
New York
$546K +$592K +14,000 New
Jane Street
4
Jane Street
New York
$540K -$1.08M -25,452 -65%
Bank of America
5
Bank of America
North Carolina
$488K -$697K -16,485 -57%
LPL Financial
6
LPL Financial
California
$310K +$101K +2,393 +43%
FAAS
7
First Allied Advisory Services
California
$291K +$21K +498 +7%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$229K -$540K -12,787 -69%
US Bancorp
9
US Bancorp
Minnesota
$189K -$147K -3,471 -42%
AG
10
Advisor Group
Arizona
$106K +$13.5K +319 +13%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$73K
TCOV
12
Trust Company of Vermont
Vermont
$58K -$54.3K -1,285 -47%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$37K -$85 -2 -0.2%
MOS
14
MGO One Seven
Ohio
$14K +$16.1K +380 New
BFEC
15
Benjamin F. Edwards & Company
Missouri
$12K
SWM
16
SeaCrest Wealth Management
New York
$10K -$63.2K -1,496 -86%
GWM
17
Geneos Wealth Management
Colorado
$7K
WCM
18
WealthBridge Capital Management
Ohio
$3K +$3.17K +75 New
Stifel Financial
19
Stifel Financial
Missouri
-$1M -21,138 Closed
PAG
20
Private Advisor Group
New Jersey
-$239K -5,030 Closed
SWP
21
Stratos Wealth Partners
Ohio
-$94K -1,984 Closed
MWPCG
22
Measured Wealth Private Client Group
New Hampshire
-$11K -225 Closed
Wells Fargo
23
Wells Fargo
California
-$7K -150 Closed