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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$451M +$106M +691,924 +31%
Bank of America
2
Bank of America
North Carolina
$272M +$51.1M +332,947 +23%
LPL Financial
3
LPL Financial
California
$260M +$77.3M +503,963 +42%
HIIFS
4
Harel Insurance Investments & Financial Services
Israel
$234M +$75.2M +490,000 +47%
UBS Group
5
UBS Group
Switzerland
$194M +$45.8M +298,762 +31%
Wells Fargo
6
Wells Fargo
California
$157M +$47.2M +307,664 +43%
Raymond James Financial
7
Raymond James Financial
Florida
$108M +$33.7M +219,977 +45%
Ameriprise
8
Ameriprise
Minnesota
$82.7M +$14M +90,961 +20%
TIA
9
Traphagen Investment Advisors
New Jersey
$54.6M +$905K +5,902 +2%
HighTower Advisors
10
HighTower Advisors
Illinois
$47.2M +$28.3M +184,755 +149%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$41.6M +$13.6M +88,431 +48%
Fidelity International
12
Fidelity International
Bermuda
$41M +$10.3M +67,135 +34%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$40.8M +$10M +65,431 +33%
Stifel Financial
14
Stifel Financial
Missouri
$40M +$4.37M +28,463 +12%
PWM
15
Perigon Wealth Management
California
$37.6M +$37.4M +243,903 +12,104%
AFA
16
Arlington Financial Advisors
California
$35.5M -$15K -98 -0%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$33.4M +$12M +78,168 +56%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$32.7M +$15.9M +103,945 +95%
Osaic Holdings
19
Osaic Holdings
Arizona
$30.6M +$11.3M +73,975 +59%
MTWSIF
20
Mivtachim The Workers Social Insurance Fund
Israel
$30.3M +$9.97M +65,000 +49%
MIH
21
Meitav Investment House
Israel
$30.2M +$8.44K +55 +0%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$28.6M +$11.7M +76,498 +69%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$24.4M +$8.76M +57,098 +56%
CAPTRUST Financial Advisors
24
CAPTRUST Financial Advisors
North Carolina
$20.9M +$1.12M +7,320 +6%
Jones Financial Companies
25
Jones Financial Companies
Missouri
$20.4M +$9.09M +59,261 +80%